4//SEC Filing
Zipperle Cynthia H 4
Accession 0001062993-22-008459
CIK 0000049071other
Filed
Mar 23, 8:00 PM ET
Accepted
Mar 24, 10:28 AM ET
Size
10.4 KB
Accession
0001062993-22-008459
Insider Transaction Report
Form 4
HUMANA INCHUM
Zipperle Cynthia H
Vice President, CAO,Controller
Transactions
- Other
Phantom Stock Units
2022-03-22$438.43/sh+9$3,946→ 302 total(indirect: See Footnote)→ Humana Common (9 underlying)
Holdings
- 5,723
Humana Common
- 238
Restricted Stock Units
→ Humana Common (238 underlying) - 905(indirect: See Footnote)
Humana Common
- 410
Restricted Stock Units
→ Humana Common (410 underlying)
Footnotes (5)
- [F1]Shares held for the benefit of reporting person as of February 28, 2022 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
- [F2]Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- [F3]Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
- [F4]Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
- [F5]Phantom Stock Units held for the benefit of reporting person as of March 22, 2022 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.
Issuer
HUMANA INC
CIK 0000049071
Entity typeother
Related Parties
1- filerCIK 0001628102
Filing Metadata
- Form type
- 4
- Filed
- Mar 23, 8:00 PM ET
- Accepted
- Mar 24, 10:28 AM ET
- Size
- 10.4 KB