Home/Filings/4/0001062993-22-010494
4//SEC Filing

Kumar Ramesh 4

Accession 0001062993-22-010494

CIK 0001372299other

Filed

Apr 19, 8:00 PM ET

Accepted

Apr 20, 4:03 PM ET

Size

8.7 KB

Accession

0001062993-22-010494

Insider Transaction Report

Form 4
Period: 2022-04-18
Kumar Ramesh
Director
Transactions
  • Sale

    Common Stock

    2022-04-18$2.83/sh7,500$21,2250 total
  • Exercise/Conversion

    Option (Right to Buy)

    2022-04-18+7,50016,500 total
    Exercise: $0.51Exp: 2030-01-02Common Stock (7,500 underlying)
  • Exercise/Conversion

    Common Stock

    2022-04-18$0.51/sh+7,500$3,8257,500 total
Footnotes (3)
  • [F1]This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  • [F2]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.79 to $2.89. The Reporting Person undertakes to provide Ocugen, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  • [F3]The options, initially representing a right to purchase 54,000 shares, vest and become exercisable in equal monthly installments over three years commencing on February 2, 2020, subject to continued service with the Company on the applicable vesting dates.

Issuer

Ocugen, Inc.

CIK 0001372299

Entity typeother

Related Parties

1
  • filerCIK 0001580074

Filing Metadata

Form type
4
Filed
Apr 19, 8:00 PM ET
Accepted
Apr 20, 4:03 PM ET
Size
8.7 KB