4//SEC Filing
RABAUT THOMAS W 4
Accession 0001062993-22-011756
CIK 0001411207other
Filed
May 5, 8:00 PM ET
Accepted
May 6, 3:00 PM ET
Size
14.5 KB
Accession
0001062993-22-011756
Insider Transaction Report
Form 4
RABAUT THOMAS W
Director
Transactions
- Award
Common Stock
2022-05-04+535→ 1,686 total - Exercise/Conversion
Common Stock
2022-05-04+2,985→ 4,671 total - Exercise/Conversion
Restricted Stock Units
2022-05-04−2,927→ 0 total→ Common Stock (2,927 underlying) - Exercise/Conversion
Dividend Equivalent Rights
2022-05-04−58→ 55 total→ Common Stock (58 underlying) - Award
Restricted Stock Units
2022-05-05+3,746→ 3,746 total→ Common Stock (3,746 underlying)
Holdings
- 63,163(indirect: By Trust)
Common Stock
Footnotes (11)
- [F1]These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Fifth Amended and Restated Non-Employee Director Compensation Policy. The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion.
- [F10]The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.
- [F11]The number of RSUs received was calculated based on $38.70, which was the closing price of the Company's common stock on the date of grant.
- [F2]The number of shares of common stock received was calculated based on $39.69, which was the closing price of the Company's common stock on the date of grant.
- [F3]Settlement of restricted stock units ("RSUs") and related dividend equivalent.
- [F4]Includes 58 dividend equivalents.
- [F5]Each RSU represents a contingent right to receive one share of the Company's common stock.
- [F6]On May 6, 2021, the reporting person was granted 2,927 RSUs that vested on May 4, 2022.
- [F7]Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.
- [F8]The dividend equivalent rights accrued on previously awarded RSUs and vested on May 4, 2022.
- [F9]The RSUs represent the reporting person's annual equity award under the Company's Sixth Amended and Restated Non-Employee Director Compensation Policy.
Issuer
Allison Transmission Holdings Inc
CIK 0001411207
Entity typeother
Related Parties
1- filerCIK 0001241605
Filing Metadata
- Form type
- 4
- Filed
- May 5, 8:00 PM ET
- Accepted
- May 6, 3:00 PM ET
- Size
- 14.5 KB