4//SEC Filing
Schick Susan D. 4
Accession 0001062993-22-019192
CIK 0000049071other
Filed
Sep 5, 8:00 PM ET
Accepted
Sep 6, 1:52 PM ET
Size
17.6 KB
Accession
0001062993-22-019192
Insider Transaction Report
Form 4
HUMANA INCHUM
Schick Susan D.
Seg Pres. Grp. & Military Bus.
Transactions
- Exercise/Conversion
Restricted Stock Units
2022-09-01−144→ 290 total→ Humana Common (144 underlying) - Exercise/Conversion
Humana Common
2022-09-01+144→ 1,495 total - Tax Payment
Humana Common
2022-09-01$484.12/sh−45$21,785→ 1,450 total
Holdings
- 1,765
Options
Exercise: $403.05Exp: 2028-09-01→ Humana Common (1,765 underlying) - 379
Restricted Stock Units
→ Humana Common (379 underlying) - 741
Restricted Stock Units
→ Humana Common (741 underlying) - 2,685
Options
Exercise: $425.06Exp: 2029-02-21→ Humana Common (2,685 underlying) - 238
Restricted Stock Units
→ Humana Common (238 underlying) - 1,603
Restricted Stock Units
→ Humana Common (1,603 underlying)
Footnotes (9)
- [F1]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 9/1/2021, vesting in three annual increments from 9/1/22 to 9/1/24.
- [F2]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
- [F3]Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- [F4]Restricted stock units granted to reporting person on 2/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22. Unvested restricted stock units were inadvertently omitted from Table II in Form 3 and Form 4 filed on 9/1/21. Table II is current and updated moving forward.
- [F5]Restricted stock units granted to reporting person on 3/1/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22. Unvested restricted stock units were inadvertently omitted from Table II in Form 3 and Form 4 filed on 9/1/21. Table II is current and updated moving forward.
- [F6]Restricted stock units granted to reporting person on 2/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23. Unvested restricted stock units were inadvertently omitted from Table II in Form 3 and Form 4 filed on 9/1/21. Table II is current and updated moving forward.
- [F7]Restricted stock units granted to reporting person on 9/1/2021, 33% of the award is vesting on 9/1/22, 9/1/23, and 9/1/24.
- [F8]Restricted stock units granted to reporting person on 2/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
- [F9]Disposition represents shares withheld for taxes on the vesting. No open market sale or value received in return.
Issuer
HUMANA INC
CIK 0000049071
Entity typeother
Related Parties
1- filerCIK 0001881150
Filing Metadata
- Form type
- 4
- Filed
- Sep 5, 8:00 PM ET
- Accepted
- Sep 6, 1:52 PM ET
- Size
- 17.6 KB