Pennington Marcus Edward 4
4 · SWK Holdings Corp · Filed Oct 4, 2022
Insider Transaction Report
Form 4
Pennington Marcus Edward
Director
Transactions
- Award
Common Stock
2022-09-30$17.00/sh+809$13,753→ 6,694 total - Award
Common Stock
2022-09-30$17.00/sh+809$13,753→ 7,503 total
Footnotes (2)
- [F1]Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $17.00 closing price of the common stock on September 30, 2022.
- [F2]Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for his services as a director, based on the $17.00 closing price of the common stock on September 30, 2022. The restricted shares vest on September 30, 2023, subject to the Reporting Person's continued service through such vesting date.