Eterna Therapeutics Inc.·4

Dec 5, 6:05 PM ET

HALPERN JOHN D 4

4 · Eterna Therapeutics Inc. · Filed Dec 5, 2022

Insider Transaction Report

Form 4
Period: 2022-12-02
Transactions
  • Purchase

    Common Stock

    2022-12-02$3.28/sh+335,920$1,101,818450,961 total(indirect: By Trust)
  • Purchase

    Warrants (Right to Purchase)

    2022-12-02$0.13/sh+671,840$83,980671,840 total(indirect: By Trust)
    Exercise: $3.28From: 2023-06-02Exp: 2028-12-02Common Stock (671,840 underlying)
Holdings
  • Common Stock

    205
Footnotes (5)
  • [F1]Reflects a 1-for-20 reverse stock split effective October 17, 2022.
  • [F2]Held by John D. Halpern
  • [F3]Each share was purchased as part of a unit consisting of one share and two warrants, for a total purchase price of $3.53 per unit.
  • [F4]The reporting persons disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.
  • [F5]The exercisability of the Warrants is subject to a 9.99% beneficial ownership limitation.

Documents

1 file
  • 4
    form4.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES