Home/Filings/4/0001062993-22-023860
4//SEC Filing

Rothman Irv 4

Accession 0001062993-22-023860

CIK 0001645590other

Filed

Dec 12, 7:00 PM ET

Accepted

Dec 13, 9:46 PM ET

Size

25.4 KB

Accession

0001062993-22-023860

Insider Transaction Report

Form 4
Period: 2022-12-09
Rothman Irv
President Financial Services
Transactions
  • Tax Payment

    Common Stock

    2022-12-10$16.15/sh8,252$133,27024,454 total
  • Tax Payment

    Common Stock

    2022-12-09$16.15/sh6,670$107,72030,822 total
  • Tax Payment

    Common Stock

    2022-12-09$16.15/sh21,091$340,62050,963 total
  • Exercise/Conversion

    Restricted Stock Units

    2022-12-1016,85616,855 total
    Common Stock (16,856 underlying)
  • Exercise/Conversion

    Common Stock

    2022-12-09$16.15/sh+19,595$316,45919,595 total
  • Award

    Common Stock

    2022-12-09$16.15/sh+13,038$210,56437,492 total
  • Award

    Common Stock

    2022-12-09$16.15/sh+41,232$665,89772,054 total
  • Tax Payment

    Common Stock

    2022-12-09$16.15/sh10,024$161,8889,571 total
  • Exercise/Conversion

    Common Stock

    2022-12-10$16.15/sh+12,325$199,04921,896 total
  • Exercise/Conversion

    Restricted Stock Units

    2022-12-1012,3250 total
    Common stock (12,325 underlying)
  • Tax Payment

    Common Stock

    2022-12-10$16.15/sh6,046$97,64315,850 total
  • Exercise/Conversion

    Common Stock

    2022-12-10$16.15/sh+16,856$272,22432,706 total
  • Exercise/Conversion

    Restricted Stock Units

    2022-12-0919,59539,186 total
    Common Stock (19,595 underlying)
Footnotes (6)
  • [F1]On 12/10/19 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
  • [F2]On 12/10/20 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
  • [F3]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
  • [F4]As previously reported, on 12/10/19 the reporting person was granted 34,722 restricted stock units ("RSUs"), 11,574 of which vested on 12/10/20, 11,061 of which vested on 12/10/21, and 11,062 of which vested on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,263 vested dividend equivalent rights and a de minimus adjustment of 0.8822 due to fractional rounding of the dividend equivalent rights.
  • [F5]As previously reported, on 12/10/20 the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, 15,771 of which vested on 12/10/22 and 15,772 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,085 vested dividend equivalent rights and a de minimus adjustment of 0.1734 due to fractional rounding of the dividend equivalent rights.
  • [F6]As previously reported, on 12/09/21 the reporting person was granted 56,892 RSUs, 18,964 of which vested on 12/09/22, and 18,964 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 631 vested dividend equivalent rights and a de minimus adjustment of 0.9087 due to fractional rounding of the dividend equivalent rights.

Issuer

Hewlett Packard Enterprise Co

CIK 0001645590

Entity typeother

Related Parties

1
  • filerCIK 0001733072

Filing Metadata

Form type
4
Filed
Dec 12, 7:00 PM ET
Accepted
Dec 13, 9:46 PM ET
Size
25.4 KB