4//SEC Filing
DULLUM DAVID A R 4
Accession 0001062993-22-024018
CIK 0001321741other
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 4:58 PM ET
Size
5.9 KB
Accession
0001062993-22-024018
Insider Transaction Report
Form 4
DULLUM DAVID A R
DirectorPresident
Transactions
- Purchase
Common Stock
2022-12-16$13.06/sh+3,000$39,182→ 141,916 total
Holdings
- 1,349(indirect: By Spouse)
Common Stock
Footnotes (2)
- [F1]The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $13.0299 to $13.08 inclusive. The reporting person undertakes to provide to Gladstone Investment Corporation, any security holder of Gladstone Investment Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F2]Mr. Dullum disclaims beneficial ownership of these 1,349 shares held by his spouse and this report shall not be deemed an admission that Mr. Dullum is the beneficial owner of the securities for purposes of Section 16 or any other purpose.
Issuer
GLADSTONE INVESTMENT CORPORATION\DE
CIK 0001321741
Entity typeother
Related Parties
1- filerCIK 0001238279
Filing Metadata
- Form type
- 4
- Filed
- Dec 15, 7:00 PM ET
- Accepted
- Dec 16, 4:58 PM ET
- Size
- 5.9 KB