4//SEC Filing
Fleming William Kevin 4
Accession 0001062993-22-024068
CIK 0000049071other
Filed
Dec 18, 7:00 PM ET
Accepted
Dec 19, 1:36 PM ET
Size
28.1 KB
Accession
0001062993-22-024068
Insider Transaction Report
Form 4
HUMANA INCHUM
Fleming William Kevin
President, Hlthcare Svc Sgmt
Transactions
- Exercise/Conversion
Humana Common
2022-12-15+428→ 2,070 total - Tax Payment
Humana Common
2022-12-15$510.02/sh−197$100,474→ 1,873 total - Exercise/Conversion
Humana Common
2022-12-15+389→ 2,262 total - Tax Payment
Humana Common
2022-12-15$510.02/sh−179$91,294→ 2,083 total - Exercise/Conversion
Humana Common
2022-12-15+345→ 2,428 total - Tax Payment
Humana Common
2022-12-15$510.02/sh−159$81,093→ 2,269 total - Exercise/Conversion
Restricted Stock Units
2022-12-15−428→ 0 total→ Humana Common (428 underlying) - Exercise/Conversion
Restricted Stock Units
2022-12-15−389→ 390 total→ Humana Common (389 underlying) - Exercise/Conversion
Restricted Stock Units
2022-12-15−345→ 690 total→ Humana Common (345 underlying)
Holdings
- 2,149
Options
Exercise: $350.79Exp: 2027-02-24→ Humana Common (2,149 underlying) - 3,750
Options
Exercise: $425.06Exp: 2029-02-21→ Humana Common (3,750 underlying) - 4,807
Options
Exercise: $376.61Exp: 2028-02-22→ Humana Common (4,807 underlying) - 2,391(indirect: See Footnote)
Humana Common
- 118(indirect: See Footnote)
Humana Common
- 324
Options
Exercise: $307.96Exp: 2026-02-25→ Humana Common (324 underlying) - 24(indirect: See Footnote)
Phantom Stock Units
→ Humana Common (24 underlying)
Footnotes (12)
- [F1]Shares held for the benefit of reporting person as of November 30, 2022 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
- [F10]Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
- [F11]Phantom Stock Units held for the benefit of reporting person as of November 30, 2022 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.
- [F12]Shares disposed of represent payment for tax liability on shares vesting 12/15/22, no value was received in return.
- [F2]Shares owned in the William K. Fleming Grantor Retained Annuity Trust (est. 7/2/2020). Reporting person is the sole trustee of the GRAT.
- [F3]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 2/25/20 to 2/25/22.
- [F4]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
- [F5]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
- [F6]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
- [F7]Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- [F8]Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
- [F9]Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
Issuer
HUMANA INC
CIK 0000049071
Entity typeother
Related Parties
1- filerCIK 0001699801
Filing Metadata
- Form type
- 4
- Filed
- Dec 18, 7:00 PM ET
- Accepted
- Dec 19, 1:36 PM ET
- Size
- 28.1 KB