4//SEC Filing
OBRIEN JAMES J /KY 4
Accession 0001062993-23-000122
CIK 0000049071other
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 12:35 PM ET
Size
8.4 KB
Accession
0001062993-23-000122
Insider Transaction Report
Form 4
HUMANA INCHUM
OBRIEN JAMES J /KY
Director
Transactions
- Award
Humana Common
2023-01-03+380→ 1,794 total(indirect: See Footnote)
Holdings
- 28,925
Restricted Stock Units
→ Humana Common (28,925 underlying) - 737
Restricted Stock Units
→ Humana Common (737 underlying)
Footnotes (4)
- [F1]Annual Director's fee payable in stock units which have been deferred at the election of the reporting person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1) and the total includes the vested portion that was subsequently deferred for years 2013 and later.
- [F2]Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
- [F3]Shares held by revocable trust account (March 2015), on which reporting person is the sole trustee, holding certain shares of Humana Inc. common stock.
- [F4]Includes 380 restricted stock units pursuant to the annual Director's Fee Program representing a contingent right to receive one share of Humana Inc. common stock exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan of which 100% is vesting on 12/31/2023.
Issuer
HUMANA INC
CIK 0000049071
Entity typeother
Related Parties
1- filerCIK 0001023582
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 12:35 PM ET
- Size
- 8.4 KB