McDonald William J. 4
4 · HUMANA INC · Filed Jan 4, 2023
Insider Transaction Report
Form 4
HUMANA INCHUM
McDonald William J.
Director
Transactions
- Award
Restricted Stock Units
2022-12-31$510.30/sh+180$91,853→ 1,866 total→ Humana Common (180 underlying) - Award
Restricted Stock Units
2023-01-03+380→ 380 total→ Humana Common (380 underlying)
Holdings
- 26,314
Restricted Stock Units
→ Humana Common (26,314 underlying) - 2,276(indirect: See Footnote.)
Humana Common
- 10,698
Restricted Stock Units
→ Humana Common (10,698 underlying)
Footnotes (6)
- [F1]Shares held in Living Trust in the reporting person's name, with the reporting person's spouse as sole trustee, established October 26, 2020.
- [F2]Annual Director's fee payable in stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
- [F3]Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
- [F4]Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
- [F5]Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under Company's 2019 Amended & Restated Plan.100% of the award is vesting on 12/31/23.
- [F6]Due to scrivener's error on previous Form 4s, the total deferred shares from Director cash fee conversion into stock units was off by 1 share. Corrected amount is currently reported.