Home/Filings/4/0001062993-23-000157
4//SEC Filing

McDonald William J. 4

Accession 0001062993-23-000157

CIK 0000049071other

Filed

Jan 3, 7:00 PM ET

Accepted

Jan 4, 2:17 PM ET

Size

12.1 KB

Accession

0001062993-23-000157

Insider Transaction Report

Form 4
Period: 2022-12-31
Transactions
  • Award

    Restricted Stock Units

    2022-12-31$510.30/sh+180$91,8531,866 total
    Humana Common (180 underlying)
  • Award

    Restricted Stock Units

    2023-01-03+380380 total
    Humana Common (380 underlying)
Holdings
  • Restricted Stock Units

    Humana Common (26,314 underlying)
    26,314
  • Humana Common

    (indirect: See Footnote.)
    2,276
  • Restricted Stock Units

    Humana Common (10,698 underlying)
    10,698
Footnotes (6)
  • [F1]Shares held in Living Trust in the reporting person's name, with the reporting person's spouse as sole trustee, established October 26, 2020.
  • [F2]Annual Director's fee payable in stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
  • [F3]Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
  • [F4]Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
  • [F5]Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under Company's 2019 Amended & Restated Plan.100% of the award is vesting on 12/31/23.
  • [F6]Due to scrivener's error on previous Form 4s, the total deferred shares from Director cash fee conversion into stock units was off by 1 share. Corrected amount is currently reported.

Issuer

HUMANA INC

CIK 0000049071

Entity typeother

Related Parties

1
  • filerCIK 0001415604

Filing Metadata

Form type
4
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 2:17 PM ET
Size
12.1 KB