Healey Joseph Patrick 4

Accession 0001062993-23-000243

CIK 0001377149other

View on SEC.gov Company Profile

Filed

Jan 3, 7:00 PM ET

Accepted

Jan 4, 4:04 PM ET

Size

51.4 KB

Accession

0001062993-23-000243

Insider Transaction Report

Form 4

Period: 2022-12-30

CareView Communications IncCRVW.OB

HealthCor Management, L.P.

Director10% Owner

Transactions

Disposition to Issuer
Senior Secured Convertible Note due 2024
2022-12-30(indirect: By HCP Fund)
Exercise: $0.40Exp: 2024-01-15→ Common Stock (14,429,391 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2024
2022-12-30(indirect: By Hybrid Fund)
Exercise: $0.40Exp: 2024-01-15→ Common Stock (16,548,263 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2025
2022-12-30(indirect: By HCP Fund)
Exercise: $0.52Exp: 2025-02-16→ Common Stock (4,280,277 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2025
2022-12-30(indirect: By Arthur Cohen)
Exercise: $0.52Exp: 2025-02-16→ Common Stock (3,484,856 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2025
2022-12-30(indirect: By Joseph Healey)
Exercise: $0.52Exp: 2025-02-16→ Common Stock (2,568,166 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2028
2022-12-30(indirect: By Jeffrey Lightcap)
Exercise: $0.05Exp: 2028-02-22→ Common Stock (8,032,014 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2028
2022-12-30(indirect: By Jeffrey Lightcap)
Exercise: $0.05Exp: 2028-07-10→ Common Stock (7,659,596 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2030
2022-12-30(indirect: By Jeffrey Lightcap)
Exercise: $0.01Exp: 2030-02-06→ Common Stock (12,633,454 underlying)
Award
Senior Secured Convertible Note due 2023
2022-12-30(indirect: By HCP Fund)
Exercise: $0.10Exp: 2023-12-31→ Common Stock (173,030,000 underlying)
Award
Senior Secured Convertible Note due 2023
2022-12-30(indirect: By Hybrid Fund)
Exercise: $0.10Exp: 2023-12-31→ Common Stock (186,970,000 underlying)
Award
Senior Secured Convertible Note due 2023
2022-12-30(indirect: By Jeffrey Lightcap)
Exercise: $0.10Exp: 2023-12-31→ Common Stock (6,500,000 underlying)
Award
Senior Secured Convertible Note due 2023
2022-12-30(indirect: By IRA)
Exercise: $0.10Exp: 2023-12-31→ Common Stock (7,000,000 underlying)
Award
Senior Secured Convertible Note due 2023
2022-12-30(indirect: By Arthur Cohen)
Exercise: $0.10Exp: 2023-12-31→ Common Stock (8,141,660 underlying)
Award
Senior Secured Convertible Note due 2023
2022-12-30(indirect: By Joseph Healey)
Exercise: $0.10Exp: 2023-12-31→ Common Stock (6,000,000 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2025
2022-12-30(indirect: By IRA)
Exercise: $0.52Exp: 2025-02-16→ Common Stock (2,996,194 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2029
2022-12-30(indirect: By Jeffrey Lightcap)
Exercise: $0.03Exp: 2029-05-12→ Common Stock (2,302,971 underlying)

HealthCor Partners GP, LLC

Director10% Owner

Transactions

Disposition to Issuer
Senior Secured Convertible Note due 2024
2022-12-30(indirect: By HCP Fund)
Exercise: $0.40Exp: 2024-01-15→ Common Stock (14,429,391 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2025
2022-12-30(indirect: By HCP Fund)
Exercise: $0.52Exp: 2025-02-16→ Common Stock (4,280,277 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2025
2022-12-30(indirect: By IRA)
Exercise: $0.52Exp: 2025-02-16→ Common Stock (2,996,194 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2028
2022-12-30(indirect: By Jeffrey Lightcap)
Exercise: $0.05Exp: 2028-07-10→ Common Stock (7,659,596 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2025
2022-12-30(indirect: By Arthur Cohen)
Exercise: $0.52Exp: 2025-02-16→ Common Stock (3,484,856 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2024
2022-12-30(indirect: By Hybrid Fund)
Exercise: $0.40Exp: 2024-01-15→ Common Stock (16,548,263 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2028
2022-12-30(indirect: By Jeffrey Lightcap)
Exercise: $0.05Exp: 2028-02-22→ Common Stock (8,032,014 underlying)
Award
Senior Secured Convertible Note due 2023
2022-12-30(indirect: By Hybrid Fund)
Exercise: $0.10Exp: 2023-12-31→ Common Stock (186,970,000 underlying)
Award
Senior Secured Convertible Note due 2023
2022-12-30(indirect: By Arthur Cohen)
Exercise: $0.10Exp: 2023-12-31→ Common Stock (8,141,660 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2025
2022-12-30(indirect: By Joseph Healey)
Exercise: $0.52Exp: 2025-02-16→ Common Stock (2,568,166 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2029
2022-12-30(indirect: By Jeffrey Lightcap)
Exercise: $0.03Exp: 2029-05-12→ Common Stock (2,302,971 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2030
2022-12-30(indirect: By Jeffrey Lightcap)
Exercise: $0.01Exp: 2030-02-06→ Common Stock (12,633,454 underlying)
Award
Senior Secured Convertible Note due 2023
2022-12-30(indirect: By IRA)
Exercise: $0.10Exp: 2023-12-31→ Common Stock (7,000,000 underlying)
Award
Senior Secured Convertible Note due 2023
2022-12-30(indirect: By HCP Fund)
Exercise: $0.10Exp: 2023-12-31→ Common Stock (173,030,000 underlying)
Award
Senior Secured Convertible Note due 2023
2022-12-30(indirect: By Jeffrey Lightcap)
Exercise: $0.10Exp: 2023-12-31→ Common Stock (6,500,000 underlying)
Award
Senior Secured Convertible Note due 2023
2022-12-30(indirect: By Joseph Healey)
Exercise: $0.10Exp: 2023-12-31→ Common Stock (6,000,000 underlying)

Lightcap Jeffrey C

Director10% Owner

Transactions

Disposition to Issuer
Senior Secured Convertible Note due 2025
2022-12-30(indirect: By IRA)
Exercise: $0.52Exp: 2025-02-16→ Common Stock (2,996,194 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2024
2022-12-30(indirect: By HCP Fund)
Exercise: $0.40Exp: 2024-01-15→ Common Stock (14,429,391 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2024
2022-12-30(indirect: By Hybrid Fund)
Exercise: $0.40Exp: 2024-01-15→ Common Stock (16,548,263 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2025
2022-12-30(indirect: By HCP Fund)
Exercise: $0.52Exp: 2025-02-16→ Common Stock (4,280,277 underlying)
Award
Senior Secured Convertible Note due 2023
2022-12-30(indirect: By Jeffrey Lightcap)
Exercise: $0.10Exp: 2023-12-31→ Common Stock (6,500,000 underlying)
Award
Senior Secured Convertible Note due 2023
2022-12-30(indirect: By Arthur Cohen)
Exercise: $0.10Exp: 2023-12-31→ Common Stock (8,141,660 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2028
2022-12-30(indirect: By Jeffrey Lightcap)
Exercise: $0.05Exp: 2028-02-22→ Common Stock (8,032,014 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2030
2022-12-30(indirect: By Jeffrey Lightcap)
Exercise: $0.01Exp: 2030-02-06→ Common Stock (12,633,454 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2025
2022-12-30(indirect: By Arthur Cohen)
Exercise: $0.52Exp: 2025-02-16→ Common Stock (3,484,856 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2025
2022-12-30(indirect: By Joseph Healey)
Exercise: $0.52Exp: 2025-02-16→ Common Stock (2,568,166 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2028
2022-12-30(indirect: By Jeffrey Lightcap)
Exercise: $0.05Exp: 2028-07-10→ Common Stock (7,659,596 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2029
2022-12-30(indirect: By Jeffrey Lightcap)
Exercise: $0.03Exp: 2029-05-12→ Common Stock (2,302,971 underlying)
Award
Senior Secured Convertible Note due 2023
2022-12-30(indirect: By HCP Fund)
Exercise: $0.10Exp: 2023-12-31→ Common Stock (173,030,000 underlying)
Award
Senior Secured Convertible Note due 2023
2022-12-30(indirect: By Joseph Healey)
Exercise: $0.10Exp: 2023-12-31→ Common Stock (6,000,000 underlying)
Award
Senior Secured Convertible Note due 2023
2022-12-30(indirect: By Hybrid Fund)
Exercise: $0.10Exp: 2023-12-31→ Common Stock (186,970,000 underlying)
Award
Senior Secured Convertible Note due 2023
2022-12-30(indirect: By IRA)
Exercise: $0.10Exp: 2023-12-31→ Common Stock (7,000,000 underlying)

Cohen Arthur Bruce

Director10% Owner

Transactions

Disposition to Issuer
Senior Secured Convertible Note due 2024
2022-12-30(indirect: By Hybrid Fund)
Exercise: $0.40Exp: 2024-01-15→ Common Stock (16,548,263 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2025
2022-12-30(indirect: By IRA)
Exercise: $0.52Exp: 2025-02-16→ Common Stock (2,996,194 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2030
2022-12-30(indirect: By Jeffrey Lightcap)
Exercise: $0.01Exp: 2030-02-06→ Common Stock (12,633,454 underlying)
Award
Senior Secured Convertible Note due 2023
2022-12-30(indirect: By IRA)
Exercise: $0.10Exp: 2023-12-31→ Common Stock (7,000,000 underlying)
Award
Senior Secured Convertible Note due 2023
2022-12-30(indirect: By Joseph Healey)
Exercise: $0.10Exp: 2023-12-31→ Common Stock (6,000,000 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2025
2022-12-30(indirect: By Joseph Healey)
Exercise: $0.52Exp: 2025-02-16→ Common Stock (2,568,166 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2028
2022-12-30(indirect: By Jeffrey Lightcap)
Exercise: $0.05Exp: 2028-07-10→ Common Stock (7,659,596 underlying)
Award
Senior Secured Convertible Note due 2023
2022-12-30(indirect: By Hybrid Fund)
Exercise: $0.10Exp: 2023-12-31→ Common Stock (186,970,000 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2024
2022-12-30(indirect: By HCP Fund)
Exercise: $0.40Exp: 2024-01-15→ Common Stock (14,429,391 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2025
2022-12-30(indirect: By HCP Fund)
Exercise: $0.52Exp: 2025-02-16→ Common Stock (4,280,277 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2025
2022-12-30(indirect: By Arthur Cohen)
Exercise: $0.52Exp: 2025-02-16→ Common Stock (3,484,856 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2028
2022-12-30(indirect: By Jeffrey Lightcap)
Exercise: $0.05Exp: 2028-02-22→ Common Stock (8,032,014 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2029
2022-12-30(indirect: By Jeffrey Lightcap)
Exercise: $0.03Exp: 2029-05-12→ Common Stock (2,302,971 underlying)
Award
Senior Secured Convertible Note due 2023
2022-12-30(indirect: By HCP Fund)
Exercise: $0.10Exp: 2023-12-31→ Common Stock (173,030,000 underlying)
Award
Senior Secured Convertible Note due 2023
2022-12-30(indirect: By Jeffrey Lightcap)
Exercise: $0.10Exp: 2023-12-31→ Common Stock (6,500,000 underlying)
Award
Senior Secured Convertible Note due 2023
2022-12-30(indirect: By Arthur Cohen)
Exercise: $0.10Exp: 2023-12-31→ Common Stock (8,141,660 underlying)

Healey Joseph Patrick

Director10% Owner

Transactions

Disposition to Issuer
Senior Secured Convertible Note due 2028
2022-12-30(indirect: By Jeffrey Lightcap)
Exercise: $0.05Exp: 2028-02-22→ Common Stock (8,032,014 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2029
2022-12-30(indirect: By Jeffrey Lightcap)
Exercise: $0.03Exp: 2029-05-12→ Common Stock (2,302,971 underlying)
Award
Senior Secured Convertible Note due 2023
2022-12-30(indirect: By Jeffrey Lightcap)
Exercise: $0.10Exp: 2023-12-31→ Common Stock (6,500,000 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2025
2022-12-30(indirect: By Joseph Healey)
Exercise: $0.52Exp: 2025-02-16→ Common Stock (2,568,166 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2028
2022-12-30(indirect: By Jeffrey Lightcap)
Exercise: $0.05Exp: 2028-07-10→ Common Stock (7,659,596 underlying)
Award
Senior Secured Convertible Note due 2023
2022-12-30(indirect: By HCP Fund)
Exercise: $0.10Exp: 2023-12-31→ Common Stock (173,030,000 underlying)
Award
Senior Secured Convertible Note due 2023
2022-12-30(indirect: By Hybrid Fund)
Exercise: $0.10Exp: 2023-12-31→ Common Stock (186,970,000 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2024
2022-12-30(indirect: By HCP Fund)
Exercise: $0.40Exp: 2024-01-15→ Common Stock (14,429,391 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2025
2022-12-30(indirect: By HCP Fund)
Exercise: $0.52Exp: 2025-02-16→ Common Stock (4,280,277 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2025
2022-12-30(indirect: By Arthur Cohen)
Exercise: $0.52Exp: 2025-02-16→ Common Stock (3,484,856 underlying)
Award
Senior Secured Convertible Note due 2023
2022-12-30(indirect: By IRA)
Exercise: $0.10Exp: 2023-12-31→ Common Stock (7,000,000 underlying)
Award
Senior Secured Convertible Note due 2023
2022-12-30(indirect: By Joseph Healey)
Exercise: $0.10Exp: 2023-12-31→ Common Stock (6,000,000 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2024
2022-12-30(indirect: By Hybrid Fund)
Exercise: $0.40Exp: 2024-01-15→ Common Stock (16,548,263 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2025
2022-12-30(indirect: By IRA)
Exercise: $0.52Exp: 2025-02-16→ Common Stock (2,996,194 underlying)
Disposition to Issuer
Senior Secured Convertible Note due 2030
2022-12-30(indirect: By Jeffrey Lightcap)
Exercise: $0.01Exp: 2030-02-06→ Common Stock (12,633,454 underlying)
Award
Senior Secured Convertible Note due 2023
2022-12-30(indirect: By Arthur Cohen)
Exercise: $0.10Exp: 2023-12-31→ Common Stock (8,141,660 underlying)

Footnotes (5)

[F1]On December 30, 2022, the reporting persons exchanged all outstanding notes issued under the Note and Warrant Purchase Agreement dated as of April 21, 2011, as amended, including notes issued in 2011 and 2012 with an aggregate principal balance of $56,610,135 which had previously been amended to remove the conversion feature, for replacement notes in the indicated principal amounts with a conversion price of $0.10 per share. At the same time, the reporting persons surrendered for cancellation all outstanding warrants held by them, representing an aggregate of 11,978,909 shares, for no value, the reporting of which is exempt under Rule 16a-4(d) of the Exchange Act.
[F2]Immediately exercisable.
[F3]See footnote (1).
[F4]HealthCor Partners Fund, L.P. ("HCP Fund") is a private investment partnership which is the direct beneficial owner of the securities reported herein. HealthCor Partners L.P. serves as its general partner and HealthCor Partners GP, LLC ("HCPGP") serves as the general partner of HealthCor Partners L.P. HealthCor Partners Management, L.P. serves as the investment manager to HCP Fund and HealthCor Partners Management GP, LLC ("HCPMGP") serves as the general partner to HealthCor Partners Management, L.P. Jeffrey C. Lightcap, Arthur Cohen and Joseph Healey are managing members of HCPMGP and HCPGP. Each person disclaims beneficial ownership of any securities that exceed their pecuniary interest in the securities held by these entities. Mr. Lightcap was appointed a director of the issuer in connection with the initial investment.
[F5]HealthCor Hybrid Offshore Master Fund, L.P. ("Hybrid Fund") is a private investment partnership which is the direct beneficial owner of the securities reported herein. HealthCor Hybrid Offshore GP, LLC ("Offshore GP") serves as its general partner and HealthCor Group, LLC ("Group") serves as the general partner of Offshore GP. HealthCor Management, L.P. serves as the investment manager to Hybrid Fund and HealthCor Associates, LLC ("Associates") serves as the general partner to HealthCor Management, L.P. Arthur Cohen and Joseph Healey are managing members of Associates and Group. Each reporting person disclaims beneficial ownership of any securities that exceed their pecuniary interest in the securities held by these entities.

Documents

3 files

Issuer

CareView Communications Inc

CIK 0001377149

→

Entity typeother

Related Parties

filerCIK 0001343779

Filing Metadata

Form type: 4
Filed: Jan 3, 7:00 PM ET
Accepted: Jan 4, 4:04 PM ET
Size: 51.4 KB

View on SEC.gov