Frieberg Jacob B. 4
4 · VACCINEX, INC. · Filed Jan 4, 2023
Insider Transaction Report
Form 4
VACCINEX, INC.VCNX
Frieberg Jacob B.
Director
Transactions
- Award
Stock Option (Right to Buy)
2022-12-31$0.44/sh+19,852$8,735→ 19,852 totalExercise: $0.65From: 2022-12-31Exp: 2032-12-28→ Common Stock (19,852 underlying)
Holdings
- 63,519
Common Stock
- 193,049(indirect: By Gee Eff Services Limited)
Common Stock
- 6,396
Stock Option (Right to Buy)
Exercise: $13.60Exp: 2027-09-15→ Common Stock (6,396 underlying) - 12,856
Stock Option (Right to Buy)
Exercise: $1.04Exp: 2031-12-29→ Common Stock (12,856 underlying) - 28,586
Stock Option (Right to Buy)
Exercise: $2.15→ Common Stock (28,586 underlying) - 94,510(indirect: By Benbow Estates, Ltd.)
Common Stock
- 2,501
Stock Option (Right to Buy)
Exercise: $5.26Exp: 2029-03-30→ Common Stock (2,501 underlying) - 3,756
Stock Option (Right to Buy)
Exercise: $3.61Exp: 2030-06-28→ Common Stock (3,756 underlying) - 7,718
Stock Option (Right to Buy)
Exercise: $7.78→ Common Stock (7,718 underlying) - 2,385
Stock Option (Right to Buy)
Exercise: $5.52Exp: 2029-06-29→ Common Stock (2,385 underlying) - 2,737
Stock Option (Right to Buy)
Exercise: $4.85Exp: 2029-12-28→ Common Stock (2,737 underlying) - 1,856
Stock Option (Right to Buy)
Exercise: $7.17Exp: 2029-09-27→ Common Stock (1,856 underlying) - 3,336
Stock Option (Right to Buy)
Exercise: $4.00Exp: 2030-03-29→ Common Stock (3,336 underlying) - 15,679
Stock Option (Right to Buy)
Exercise: $3.95→ Common Stock (15,679 underlying) - 7,626
Stock Option (Right to Buy)
Exercise: $1.78Exp: 2030-09-28→ Common Stock (7,626 underlying) - 10,032
Stock Option (Right to Buy)
Exercise: $1.32Exp: 2032-03-28→ Common Stock (10,032 underlying) - 6,545
Stock Option (Right to Buy)
Exercise: $2.07Exp: 2030-12-29→ Common Stock (6,545 underlying) - 4,535
Stock Option (Right to Buy)
Exercise: $2.98Exp: 2031-03-31→ Common Stock (4,535 underlying) - 4,804
Stock Option (Right to Buy)
Exercise: $2.80Exp: 2031-06-28→ Common Stock (4,804 underlying) - 12,064
Stock Option (Right to Buy)
Exercise: $1.08Exp: 2032-06-27→ Common Stock (12,064 underlying) - 6,233
Stock Option (Right to Buy)
Exercise: $2.16Exp: 2031-09-28→ Common Stock (6,233 underlying) - 53,254
Stock Option (Right to Buy)
Exercise: $1.12From: 2023-05-12→ Common Stock (53,254 underlying) - 26,260
Stock Option (Right to Buy)
Exercise: $0.49Exp: 2032-09-27→ Common Stock (26,260 underlying)
Footnotes (8)
- [F1]Mr. Frieberg's spouse is the owner of Benbow Estates, Ltd. and Mr. Frieberg is an officer of Benbow Estates, Ltd. Mr. Frieberg disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- [F2]Mr. Frieberg is the sole owner and President of Gee Eff Services Limited.
- [F3]Exercisable in full as of the date of this report.
- [F4]This option expires on May 14, 2029 or five years following retirement or cessation of services, whichever occurs first.
- [F5]This option expires on May 12, 2030 or five years following retirement or cessation of services, whichever occurs first.
- [F6]This option expires on May 9, 2031 or five years following retirement or cessation of services, whichever occurs first.
- [F7]This option expires on May 9, 2032 or five years following retirement or cessation of services, whichever occurs first.
- [F8]Pursuant to the Issuer's Director Compensation Plan, in a transaction exempt under Rule 16b-3, the reporting person elected to receive these options in lieu of $8,750 for retainer and meeting fees during the fourth quarter of 2022. The number of options was calculated in accordance with the Black-Scholes valuation model and all such options are immediately exercisable.