SWK Holdings Corp·4

Jan 4, 5:15 PM ET

Pennington Marcus Edward 4

4 · SWK Holdings Corp · Filed Jan 4, 2023

Insider Transaction Report

Form 4
Period: 2022-12-30
Transactions
  • Award

    Common Stock

    2022-12-30$17.64/sh+779$13,7428,282 total
  • Award

    Common Stock

    2022-12-30$17.64/sh+779$13,7429,061 total
Footnotes (2)
  • [F1]Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $17.64 closing price of the common stock on December 30, 2022.
  • [F2]Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for his services as a director, based on the $17.64 closing price of the common stock on December 30, 2022. The restricted shares vest on December 30, 2023, subject to the Reporting Person's continued service through such vesting date.

Documents

1 file
  • 4
    form4.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES