GRETHLEIN ANDREW J 4
4 · GERON CORP · Filed Feb 10, 2023
Insider Transaction Report
Form 4
GERON CORPGERN
GRETHLEIN ANDREW J
EVP, Technical Operations
Transactions
- Exercise/Conversion
Employee Stock Option (right to buy)
2023-02-09−150,000→ 0 totalExercise: $1.51Exp: 2023-02-12→ Common Stock (150,000 underlying) - Exercise/Conversion
Common Stock
2023-02-09$1.51/sh+150,000$226,500→ 384,719 total - Sale
Common Stock
2023-02-09$3.03/sh−150,000$454,500→ 234,719 total - Sale
Common Stock
2023-02-09$3.03/sh−234,719$711,199→ 0 total
Footnotes (3)
- [F1]The options were fully vested.
- [F2]This transaction reflects an exercise and sale of options due to expire on February 12, 2023 and was conducted pursuant to an approved 10b5-1 trading plan adopted by the reporting person on January 9, 2023.
- [F3]Shares sold to meet tax obligations and pursuant to an approved 10b5-1 trading plan adopted by the reporting person on January 9, 2023.