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4//SEC Filing

Katz Philippe D 4

Accession 0001062993-23-004262

CIK 0000031235other
View on SEC.govCompany Profile

Filed

Feb 20, 7:00 PM ET

Accepted

Feb 21, 4:43 PM ET

Size

28.4 KB

Accession

0001062993-23-004262

Insider Transaction Report

Form 4
Period: 2023-02-16
EASTMAN KODAK COKODK
Katz Philippe D
Director10% Owner
Transactions
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2023-02-16−7,699→ 0 total
    Exercise: $4.53Exp: 2027-05-19→ Common Stock, par value $.01 (7,699 underlying)
  • Award

    Stock Option (Right to Buy)

    2023-02-16+7,699→ 7,699 total
    Exercise: $4.53Exp: 2030-05-19→ Common Stock, par value $.01 (7,699 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2023-02-16−7,699→ 0 total
    Exercise: $6.03Exp: 2027-05-19→ Common Stock, par value $.01 (7,699 underlying)
  • Award

    Stock Option (Right to Buy)

    2023-02-16+4,400→ 4,400 total
    Exercise: $12.00Exp: 2030-05-19→ Common Stock, par value $.01 (4,400 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2023-02-16−25,297→ 0 total
    Exercise: $3.03Exp: 2027-05-19→ Common Stock, par value $.01 (25,297 underlying)
  • Award

    Stock Option (Right to Buy)

    2023-02-16+25,297→ 25,297 total
    Exercise: $3.03Exp: 2030-05-19→ Common Stock, par value $.01 (25,297 underlying)
  • Award

    Stock Option (Right to Buy)

    2023-02-16+7,699→ 7,699 total
    Exercise: $6.03Exp: 2030-05-19→ Common Stock, par value $.01 (7,699 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2023-02-16−4,400→ 0 total
    Exercise: $12.00Exp: 2027-05-19→ Common Stock, par value $.01 (4,400 underlying)
Holdings

  • Common Stock, par value $.01

    (indirect: By LLC)
    2,522,011

  • Common Stock, par value $.01

    (indirect: Owned by United Equities Commodities Company)
    7,598

  • Common Stock, par value $.01

    142,496

  • Common Stock, par value $.01

    (indirect: Owned by Marneu Holding Company)
    87,720

  • Common Stock, par value $.01

    (indirect: Owned by Momar Corporation)
    1,569,870

  • Common Stock, par value $.01

    (indirect: Owned by 111 John Realty Corp.)
    48,875

  • Phantom Stock

    Exercise: $0.00→ Common Stock, par value $.01 (60,510 underlying)
    60,510

  • Restricted Stock Units

    Exercise: $0.00→ Common Stock, par value $.01 (22,075 underlying)
    22,075
Footnotes (8)
  • [F1]Mr. Katz disclaims beneficial ownership of the securities held by KF Investors LLC, an entity of which Mr. Katz is a managing member, except to the extent of his pecuniary interest therein.
  • [F2]Mr. Katz disclaims beneficial ownership of the securities held by Momar Corporation, an entity in which Mr. Katz has an ownership interest, except to the extent of his pecuniary interest therein.
  • [F3]Mr. Katz disclaims beneficial ownership of the securities held by United Equities Commodities Company, an entity of which Mr. Katz is a general partner, except to the extent of his pecuniary interest therein.
  • [F4]Mr. Katz disclaims beneficial ownership of the securities held by Marneu Holding Company, an entity of which Mr. Katz is a partner, except to the extent of his pecuniary interest therein.
  • [F5]Mr. Katz disclaims beneficial ownership of the securities held by 111 John Realty Corp., an entity in which Mr. Katz has an ownership interest, except to the extent of his pecuniary interest therein.
  • [F6]Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.
  • [F7]These restricted stock units, which convert into common stock on a one-for-one basis, vest on the day immediately preceding the Company's 2023 annual meeting of shareholders, except as otherwise provided in the award notice.
  • [F8]The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

Documents

1 file

Issuer

EASTMAN KODAK CO

CIK 0000031235

→
Entity typeother

Related Parties

1
  • filerCIK 0001579836

Filing Metadata

Form type
4
Filed
Feb 20, 7:00 PM ET
Accepted
Feb 21, 4:43 PM ET
Size
28.4 KB
View on SEC.gov