4//SEC Filing
Fleming William Kevin 4
Accession 0001062993-23-005050
CIK 0000049071other
Filed
Feb 27, 7:00 PM ET
Accepted
Feb 28, 10:49 AM ET
Size
23.5 KB
Accession
0001062993-23-005050
Insider Transaction Report
Form 4
HUMANA INCHUM
Fleming William Kevin
President, Hlthcare Svc Sgmt
Transactions
- Exercise/Conversion
Humana Common
2023-02-24+4,560→ 6,829 total - Tax Payment
Humana Common
2023-02-24$510.24/sh−1,802$919,457→ 5,027 total - Award
Options
2023-02-24+3,698→ 3,698 totalExercise: $510.24Exp: 2030-02-24→ Humana Common (3,698 underlying) - Award
Restricted Stock Units
2023-02-24+958→ 958 total→ Humana Common (958 underlying)
Holdings
- 324
Options
Exercise: $307.96Exp: 2026-02-25→ Humana Common (324 underlying) - 2,391(indirect: See Footnote)
Humana Common
- 119(indirect: See Footnote)
Humana Common
- 2,149
Options
Exercise: $350.79Exp: 2027-02-24→ Humana Common (2,149 underlying) - 4,807
Options
Exercise: $376.61Exp: 2028-02-22→ Humana Common (4,807 underlying) - 3,750
Options
Exercise: $425.06Exp: 2029-02-21→ Humana Common (3,750 underlying) - 390
Restricted Stock Units
→ Humana Common (390 underlying) - 690
Restricted Stock Units
→ Humana Common (690 underlying) - 24(indirect: See Footnote)
Phantom Stock Units
→ Humana Common (24 underlying)
Footnotes (14)
- [F1]Shares held for the benefit of reporting person as of January 31, 2023 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
- [F10]Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
- [F11]Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
- [F12]Phantom Stock Units held for the benefit of reporting person as of January 31, 2023 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.
- [F13]Performance Stock Units vested on 2/24/23, not required to be reported until vest.
- [F14]Disposition reported represents shares withheld for payment of tax liability associated with vesting of Performance Stock Units on 2/24/23.
- [F2]Shares owned in the William K. Fleming Grantor Retained Annuity Trust (est. 7/2/2020). Reporting person is the sole trustee of the GRAT.
- [F3]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 2/25/20 to 2/25/22.
- [F4]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
- [F5]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
- [F6]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
- [F7]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.
- [F8]Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- [F9]Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
Issuer
HUMANA INC
CIK 0000049071
Entity typeother
Related Parties
1- filerCIK 0001699801
Filing Metadata
- Form type
- 4
- Filed
- Feb 27, 7:00 PM ET
- Accepted
- Feb 28, 10:49 AM ET
- Size
- 23.5 KB