Schick Susan D. 4

4 · HUMANA INC · Filed Feb 28, 2023

Form 4

Period: 2023-02-24

Seg Pres. Grp. & Military Bus.

Transactions

Holdings

Options
Exercise: $403.05Exp: 2028-09-01→ Humana Common (1,765 underlying)
1,765
Options
Exercise: $425.06Exp: 2029-02-21→ Humana Common (2,685 underlying)
2,685
Restricted Stock Units
→ Humana Common (190 underlying)
190
Restricted Stock Units
→ Humana Common (290 underlying)
290
Restricted Stock Units
→ Humana Common (494 underlying)
494

Footnotes (8)

[F1]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 9/1/2021, vesting in three annual increments from 9/1/22 to 9/1/24.
[F2]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
[F3]Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
[F4]Restricted stock units granted to reporting person on 2/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
[F5]Restricted stock units granted to reporting person on 9/1/2021, 33% of the award is vesting on 9/1/22, 9/1/23, and 9/1/24.
[F6]Restricted stock units granted to reporting person on 2/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
[F7]Performance Stock Units vested on 2/24/23, not required to be reported until vest.
[F8]Disposition reported represents shares withheld for payment of tax liability associated with vesting of Performance Stock Units on 2/24/23.

Documents

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