Home/Filings/4/0001062993-23-005077
4//SEC Filing

BROUSSARD BRUCE D 4

Accession 0001062993-23-005077

CIK 0000049071other

Filed

Feb 27, 7:00 PM ET

Accepted

Feb 28, 2:19 PM ET

Size

19.9 KB

Accession

0001062993-23-005077

Insider Transaction Report

Form 4
Period: 2023-02-24
Transactions
  • Exercise/Conversion

    Humana Common

    2023-02-24+28,49498,534 total
  • Tax Payment

    Humana Common

    2023-02-24$510.24/sh10,919$5,571,33887,615 total
  • Award

    Options

    2023-02-24+26,48426,484 total
    Exercise: $510.24Exp: 2030-02-24Humana Common (26,484 underlying)
  • Sale

    Humana Common

    2023-02-27$505.85/sh17,575$8,890,23370,040 total
  • Award

    Restricted Stock Units

    2023-02-24+6,8596,859 total
    Humana Common (6,859 underlying)
Holdings
  • Options

    Exercise: $350.79Exp: 2027-02-24Humana Common (13,430 underlying)
    13,430
  • Options

    Exercise: $376.61Exp: 2028-02-22Humana Common (30,425 underlying)
    30,425
  • Options

    Exercise: $425.06Exp: 2029-02-21Humana Common (23,734 underlying)
    23,734
  • Restricted Stock Units

    Humana Common (2,465 underlying)
    2,465
  • Restricted Stock Units

    Humana Common (4,368 underlying)
    4,368
Footnotes (11)
  • [F1]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments.
  • [F10]Disposition reported represents shares withheld for payment of tax liability associated with vesting of Performance Stock Units on 2/24/23.
  • [F11]Price reported is weighted average sales price.
  • [F2]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments on 2/22/22, 2/22/23, & 2/22/24.
  • [F3]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments on 2/21/23, 2/21/24, & 2/21/25.
  • [F4]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.
  • [F5]Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
  • [F6]Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
  • [F7]Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
  • [F8]Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
  • [F9]Performance Stock Units vested on 2/24/23, not required to be reported until vest.

Issuer

HUMANA INC

CIK 0000049071

Entity typeother

Related Parties

1
  • filerCIK 0001185643

Filing Metadata

Form type
4
Filed
Feb 27, 7:00 PM ET
Accepted
Feb 28, 2:19 PM ET
Size
19.9 KB