JONES DAVID A JR/KY 4
4 · HUMANA INC · Filed Mar 2, 2023
Insider Transaction Report
Form 4
HUMANA INCHUM
JONES DAVID A JR/KY
Director
Transactions
- Gift
Humana Common
2023-02-28−10,000→ 32,440 total(indirect: See Footnote)
Holdings
- 380
Humana Common
- 5,892
Restricted Stock Units
→ Humana Common (5,892 underlying) - 95
Restricted Stock Units
→ Humana Common (95 underlying) - 800(indirect: See Footnote)
Humana Common
Footnotes (6)
- [F1]Shares held in two trusts for the benefit of reporting person's son/daughter, respectively, in each case where the reporting person is the sole trustee.
- [F2]Annual Director's fee payable in stock units which have been deferred at the election of the reporting person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
- [F3]Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
- [F4]Shares held by a revocable trust account (Dec 2009), on which reporting person is the sole trustee, holding certain shares of Humana Inc. common stock.
- [F5]Includes 380 restricted stock units pursuant to the annual Director's Fee Program representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan of which 100% is vesting on 12/31/23. Total shares received will be pro-rated based on number of months served on the Board prior to separation.
- [F6]Shares disposed of represent a gift/charitable donation, effective February 28, 2023, in which no value was received in return.