4//SEC Filing
Awde Jonathan T. 4
Accession 0001062993-23-005789
CIK 0001852353other
Filed
Mar 2, 7:00 PM ET
Accepted
Mar 3, 2:26 PM ET
Size
18.1 KB
Accession
0001062993-23-005789
Insider Transaction Report
Form 4
Awde Jonathan T.
DirectorPresident & CEO
Transactions
- Tax Payment
Common Stock
2023-03-01$2.81/sh−5,090$14,303→ 127,835 total - Exercise/Conversion
Performance Stock Units
2023-03-01−11,145→ 22,290 total→ Common Stock (11,145 underlying) - Award
Performance Share Units
2023-03-01+80,071→ 80,071 total→ Common Stock (80,071 underlying) - Exercise/Conversion
Common Stock
2023-03-01+9,514→ 132,925 total - Award
Common Stock
2023-03-01+40,036→ 167,871 total - Award
Stock Options
2023-03-01+81,143→ 81,143 totalExercise: $2.81From: 2024-03-01Exp: 2028-03-01→ Common Stock (81,143 underlying)
Holdings
- 5,602,091(indirect: By JCTA Capital Management Corp.)
Common Stock
- 180,377(indirect: By Spouse)
Common Stock
- 82,786(indirect: By GPO Holdings Corp.)
Common Stock
- 216,453(indirect: By Trust)
Common Stock
Footnotes (7)
- [F1]The Reporting Person was previously granted 33,435 performance stock units ("PSUs"), which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of Dakota Gold Corp. as compared to the MVIS Global Junior Gold Miners Index. One third of such PSUs vested in 2023 at 85% of the target number of shares, were settled on March 1, 2023 and were converted into 4,424 shares of Common Stock, which is net of shares of Common Stock withheld for taxes due on such conversion.
- [F2]Represents net settlement for taxes due in connection with the conversion of the vested PSUs into shares of Common Stock upon settlement by the Issuer, based on a closing price of $2.81 per share of the Common Stock on February 28, 2023 on the NYSE American.
- [F3]Represents restricted stock units ("RSU"). Each RSU represents a contingent right to receive one share of Dakota Gold Corp. common stock. The RSUs are scheduled to vest in three equal tranches on March 1, 2024, March 1, 2025 and March 1, 2026.
- [F4]Entity is 100% owned by the Reporting Person.
- [F5]Reflects securities held by trusts for the benefit of the Reporting Person's children.
- [F6]The options are scheduled to vest in three equal tranches on March 1, 2024, March 1, 2025 and March 1, 2026.
- [F7]Each PSU represents a contingent right to receive one share of Dakota Gold Corp. common stock, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of Dakota Gold Corp. as compared to the MVIS Global Junior Gold Miners Index. The PSUs are scheduled to vest in three equal tranches in 2024, 2025 and 2026.
Issuer
Dakota Gold Corp.
CIK 0001852353
Entity typeother
Related Parties
1- filerCIK 0001855331
Filing Metadata
- Form type
- 4
- Filed
- Mar 2, 7:00 PM ET
- Accepted
- Mar 3, 2:26 PM ET
- Size
- 18.1 KB