Home/Filings/4/0001062993-23-007187
4//SEC Filing

CLARKE JEFFREY W 4

Accession 0001062993-23-007187

CIK 0001571996other

Filed

Mar 16, 8:00 PM ET

Accepted

Mar 17, 4:32 PM ET

Size

11.9 KB

Accession

0001062993-23-007187

Insider Transaction Report

Form 4
Period: 2023-03-15
CLARKE JEFFREY W
COO & Vice Chairman
Transactions
  • Award

    Class C Common Stock

    2023-03-15+87,977804,158 total
  • Award

    Class C Common Stock

    2023-03-15+319,9141,124,072 total
  • Tax Payment

    Class C Common Stock

    2023-03-15$37.55/sh36,465$1,369,2611,087,607 total
  • Award

    Class C Common Stock

    2023-03-15+347,6511,435,258 total
Holdings
  • Class C Common Stock

    (indirect: By Trust)
    100,000
  • Class C Common Stock

    (indirect: By Trust)
    100,000
Footnotes (6)
  • [F1]Represents a grant of 87,977 restricted stock units ("RSUs"). The RSUs vest in three equal annual installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continued service on each applicable vesting date.
  • [F2]The amount of securities shown as beneficial owned following the reported transaction includes 944 shares of Class C Common Stock acquired in multiple small transactions, substantially all of which were in 2021, by the reporting person's financial advisor for the reporting person's account. The reporting person only recently became aware of the purchases.
  • [F3]Represents a grant of 319,914 RSUs. The RSUs vest 20% on the first anniversary, 30% on the second anniversary and 50% on the third anniversary of the grant date contingent on the reporting person's continued service on each applicable vesting date.
  • [F4]Represents shares withheld by the Issuer for payment of the tax liability incurred upon the partial vesting of RSUs granted on March 15, 2020, March 15, 2021 and March 15, 2022.
  • [F5]Represents 566,723 shares certified as earned with respect to an award of performance-based RSUs granted on March 15, 2020, net of 219,072 shares withheld by the Issuer for payment of the tax liability incurred on vesting of such shares. Vesting of the performance-based RSUs occurred simultaneously with their certification.
  • [F6]Held by two family trusts of which the reporting person and his spouse serve as Co-Managing Trustees.

Issuer

Dell Technologies Inc.

CIK 0001571996

Entity typeother

Related Parties

1
  • filerCIK 0001215588

Filing Metadata

Form type
4
Filed
Mar 16, 8:00 PM ET
Accepted
Mar 17, 4:32 PM ET
Size
11.9 KB