Home/Filings/4/0001062993-23-007399
4//SEC Filing

Conley John G. 4

Accession 0001062993-23-007399

CIK 0001615055other

Filed

Mar 20, 8:00 PM ET

Accepted

Mar 21, 4:46 PM ET

Size

11.9 KB

Accession

0001062993-23-007399

Insider Transaction Report

Form 4
Period: 2023-03-21
Transactions
  • Disposition to Issuer

    Stock Option

    2023-03-2189,0470 total
    Exercise: $2.10Exp: 2032-06-16Common Stock (89,047 underlying)
  • Disposition to Issuer

    Common Stock

    2023-03-21100,7520 total
  • Disposition to Issuer

    Stock Option

    2023-03-218,0000 total
    Exercise: $1.83Exp: 2030-12-14Common Stock (8,000 underlying)
  • Disposition to Issuer

    Stock Option

    2023-03-2140,0000 total
    Exercise: $10.72Exp: 2031-07-21Common Stock (40,000 underlying)
Footnotes (5)
  • [F1]On March 21, 2023, pursuant to the Agreement and Plan of Merger, dated as of December 21, 2022 (the Merger Agreement), by and among IsoPlexis Corporation, a Delaware corporation (IsoPlexis), Berkeley Lights, Inc., a Delaware corporation (Berkeley Lights), and Iceland Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Berkeley Lights, each share of common stock, par value $0.001, of IsoPlexis (IsoPlexis Common Stock) reported in this Form 4 was converted into the right to receive 0.6120 fully paid and nonassessable shares of common stock, par value $0.00005, of Berkeley Lights (Berkeley Lights Common Stock), together with cash in lieu of fractional shares of Berkeley Lights Common Stock, if any, and any unpaid dividends or other distributions.
  • [F2]On March 21, 2023, pursuant to the Merger Agreement, each IsoPlexis stock option reported in this Form 4 that was (a) vested and unexercised or (b) vested solely as a result of the consummation of the merger pursuant to the Merger Agreement was, in each case, exercisable prior to the effective time of such merger and, to the extent unexercised at such effective time, canceled for no consideration.
  • [F3]Vested 25% on December 15, 2021 and thereafter in 36 equal monthly installments.
  • [F4]Vested 25% on July 19, 2022 and thereafter in 36 equal monthly installments.
  • [F5]Vests in full on the earlier of June 16, 2023 or the day prior to the next annual stockholders meeting.

Issuer

IsoPlexis Corp

CIK 0001615055

Entity typeother

Related Parties

1
  • filerCIK 0001876594

Filing Metadata

Form type
4
Filed
Mar 20, 8:00 PM ET
Accepted
Mar 21, 4:46 PM ET
Size
11.9 KB