Mackay Sean 4

Accession 0001062993-23-007401

CIK 0001615055other

View on SEC.gov Company Profile

Filed

Mar 20, 8:00 PM ET

Accepted

Mar 21, 4:47 PM ET

Size

35.6 KB

Accession

0001062993-23-007401

Insider Transaction Report

Form 4

Period: 2023-03-21

IsoPlexis CorpISO

Mackay Sean

DirectorChief Executive Officer

Transactions

Disposition to Issuer
Common Stock
2023-03-21−914,366→ 0 total
Disposition to Issuer
Stock Option
2023-03-21−834→ 0 total
Exercise: $0.28Exp: 2025-10-31→ Common Stock (834 underlying)
Disposition to Issuer
Stock Option
2023-03-21−19,000→ 0 total
Exercise: $0.28Exp: 2025-10-31→ Common Stock (19,000 underlying)
Disposition to Issuer
Stock Option
2023-03-21−52,000→ 0 total
Exercise: $0.44Exp: 2026-10-19→ Common Stock (52,000 underlying)
Disposition to Issuer
Stock Option
2023-03-21−296,100→ 0 total
Exercise: $3.43Exp: 2032-03-31→ Common Stock (296,100 underlying)
Disposition to Issuer
Stock Option
2023-03-21−52,000→ 0 total
Exercise: $0.73Exp: 2028-06-28→ Common Stock (52,000 underlying)
Disposition to Issuer
Stock Option
2023-03-21−744,000→ 0 total
Exercise: $4.81Exp: 2031-06-07→ Common Stock (744,000 underlying)
Disposition to Issuer
Stock Option
2023-03-21−14,000→ 0 total
Exercise: $0.73Exp: 2027-10-04→ Common Stock (14,000 underlying)
Disposition to Issuer
Stock Option
2023-03-21−14,000→ 0 total
Exercise: $0.73Exp: 2027-10-04→ Common Stock (14,000 underlying)
Disposition to Issuer
Stock Option
2023-03-21−112,000→ 0 total
Exercise: $0.73Exp: 2027-10-04→ Common Stock (112,000 underlying)
Disposition to Issuer
Stock Option
2023-03-21−24,000→ 0 total
Exercise: $0.73Exp: 2028-01-15→ Common Stock (24,000 underlying)
Disposition to Issuer
Stock Option
2023-03-21−48,000→ 0 total
Exercise: $0.73Exp: 2028-02-11→ Common Stock (48,000 underlying)
Disposition to Issuer
Stock Option
2023-03-21−40,000→ 0 total
Exercise: $0.73Exp: 2028-09-26→ Common Stock (40,000 underlying)
Disposition to Issuer
Stock Option
2023-03-21−96,000→ 0 total
Exercise: $0.96Exp: 2028-12-13→ Common Stock (96,000 underlying)
Disposition to Issuer
Stock Option
2023-03-21−680,000→ 0 total
Exercise: $1.03Exp: 2030-04-18→ Common Stock (680,000 underlying)

Footnotes (16)

[F1]On March 21, 2023, pursuant to the Agreement and Plan of Merger, dated as of December 21, 2022 (the Merger Agreement), by and among IsoPlexis Corporation, a Delaware corporation (IsoPlexis), Berkeley Lights, Inc., a Delaware corporation (Berkeley Lights), and Iceland Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Berkeley Lights, each share of common stock, par value $0.001, of IsoPlexis (IsoPlexis Common Stock) reported in this Form 4 was converted into the right to receive 0.6120 fully paid and nonassessable shares of common stock, par value $0.00005, of Berkeley Lights (Berkeley Lights Common Stock), together with cash in lieu of fractional shares of Berkeley Lights Common Stock, if any, and any unpaid dividends or other distributions.
[F10]Vested 25% on August 1, 2018 and thereafter in 36 equal monthly installments.
[F11]Vested 25% on June 29, 2019 and thereafter in 36 equal monthly installments.
[F12]Vested 25% on September 27, 2019 and thereafter in 36 equal monthly installments.
[F13]Vested 25% on December 5, 2019 and thereafter in 36 equal monthly installments.
[F14]Vested in full as of December 15, 2020.
[F15]Vested 25% on June 8, 2020 and thereafter in 36 equal monthly installments.
[F16]Vests 25% on March 31, 2023 and thereafter in 36 equal monthly installments.
[F2]On March 21, 2023, pursuant to the Merger Agreement, each IsoPlexis stock option (whether vested or unvested) reported in this Form 4 (a) if the per-share exercise price was equal to or greater than the average closing trading price for a share of IsoPlexis Common Stock rounded to the nearest one-tenth of a cent, as reported on The Nasdaq Stock Market LLC for the five most recent trading days ending on and including the third business day prior to March 20, 2023 (the Company Trading Price), was canceled for no consideration and (b) if the per-share exercise price was less than the Company Trading Price, was converted into a Berkeley Lights stock option of approximately equivalent value and generally on the same terms and conditions.
[F3]Vested 25% on August 31, 2019 and thereafter in 36 equal monthly installments.
[F4]Vested 25% on May 25, 2017 and thereafter in 36 equal monthly installments.
[F5]Vested 25% on October 20, 2017 and thereafter in 36 equal monthly installments.
[F6]Vested 25% on December 26, 2019 upon achievement of performance target and thereafter in 36 equal monthly installments.
[F7]Vests 25% one year after achievement of sale target and thereafter in 36 equal monthly installments.
[F8]Vested 25% on October 5, 2018 and thereafter in 36 equal monthly installments.
[F9]Vested 25% on January 16, 2019 and thereafter in 36 equal monthly installments.

Documents

1 file

4
form4.xmlPrimary
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Issuer

IsoPlexis Corp

CIK 0001615055

→

Entity typeother

Related Parties

filerCIK 0001875501

Filing Metadata

Form type: 4
Filed: Mar 20, 8:00 PM ET
Accepted: Mar 21, 4:47 PM ET
Size: 35.6 KB

View on SEC.gov