4//SEC Filing
Halter Patrick Gregory 4
Accession 0001062993-23-007541
CIK 0001126328other
Filed
Mar 22, 8:00 PM ET
Accepted
Mar 23, 4:03 PM ET
Size
12.8 KB
Accession
0001062993-23-007541
Insider Transaction Report
Form 4
Halter Patrick Gregory
Chief Executive Officer, PGI
Transactions
- Award
Common Stock
2023-03-21$51.73/sh+29,659$1,534,260→ 145,526 total - Award
Common Stock
2023-03-21$58.68/sh+25,991$1,525,152→ 171,517 total - Disposition to Issuer
Common Stock
2023-03-21$75.14/sh−55,650$4,181,541→ 115,867 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2023-03-21$51.73/sh−29,659$1,534,260→ 0 totalExercise: $51.73From: 2023-02-24Exp: 2030-02-24→ Common Stock (29,659 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2023-03-21$58.68/sh−25,991$1,525,152→ 0 totalExercise: $58.68From: 2023-03-05Exp: 2031-03-05→ Common Stock (25,991 underlying)
Holdings
- 508(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.63, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F3]Includes 349 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
Issuer
PRINCIPAL FINANCIAL GROUP INC
CIK 0001126328
Entity typeother
Related Parties
1- filerCIK 0001579709
Filing Metadata
- Form type
- 4
- Filed
- Mar 22, 8:00 PM ET
- Accepted
- Mar 23, 4:03 PM ET
- Size
- 12.8 KB