Halter Patrick Gregory 4

4 · PRINCIPAL FINANCIAL GROUP INC · Filed Mar 23, 2023

Form 4

Period: 2023-03-21

Chief Executive Officer, PGI

Transactions

Award
Common Stock
2023-03-21$51.73/sh+29,659$1,534,260→ 145,526 total
Award
Common Stock
2023-03-21$58.68/sh+25,991$1,525,152→ 171,517 total
Disposition to Issuer
Common Stock
2023-03-21$75.14/sh−55,650$4,181,541→ 115,867 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2023-03-21$51.73/sh−29,659$1,534,260→ 0 total
Exercise: $51.73From: 2023-02-24Exp: 2030-02-24→ Common Stock (29,659 underlying)
Exercise/Conversion
Employee Stock Option (Right to Buy)
2023-03-21$58.68/sh−25,991$1,525,152→ 0 total
Exercise: $58.68From: 2023-03-05Exp: 2031-03-05→ Common Stock (25,991 underlying)

Holdings

Footnotes (3)

[F1]The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023.
[F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.63, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
[F3]Includes 349 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Documents

1 file