Walker Roberto 4

4 · PRINCIPAL FINANCIAL GROUP INC · Filed Mar 30, 2023

Form 4

Period: 2023-03-28

EVP, Principal Latin America

Transactions

Award
Common Stock
2023-03-28$51.33/sh+9,009$462,432→ 48,699 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2023-03-28$51.33/sh−3,796$194,849→ 0 total
Exercise: $51.33From: 2017-02-23Exp: 2025-02-23→ Common Stock (3,796 underlying)
Award
Common Stock
2023-03-28$37.38/sh+17,882$668,429→ 66,581 total
Disposition to Issuer
Common Stock
2023-03-28$72.18/sh−26,891$1,940,992→ 39,690 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2023-03-28$51.33/sh−5,212$267,532→ 0 total
Exercise: $51.33From: 2018-02-23Exp: 2025-02-23→ Common Stock (5,212 underlying)
Exercise/Conversion
Employee Stock Option (Right to Buy)
2023-03-28$37.38/sh−10,813$404,190→ 0 total
Exercise: $37.38From: 2017-02-22Exp: 2026-02-22→ Common Stock (10,813 underlying)
Exercise/Conversion
Employee Stock Option (Right to Buy)
2023-03-28$37.38/sh−7,069$264,239→ 3,744 total
Exercise: $37.38From: 2018-02-22Exp: 2026-02-22→ Common Stock (7,069 underlying)

Footnotes (3)

[F1]The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 2/24/2023.
[F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.71 to $72.47, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
[F3]Includes 5,106 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Documents

1 file