Healey Joseph Patrick 4

Accession 0001062993-23-008385

CIK 0001377149other

View on SEC.gov Company Profile

Filed

Apr 3, 8:00 PM ET

Accepted

Apr 4, 6:04 AM ET

Size

37.4 KB

Accession

0001062993-23-008385

Insider Transaction Report

Form 4

Period: 2023-03-30

CareView Communications IncCRVW.OB

Cohen Arthur Bruce

Director10% Owner

Transactions

Conversion
Common Stock
2023-03-30$0.10/sh+7,000,000$700,000→ 7,000,000 total(indirect: By IRA)
Conversion
Common Stock
2023-03-30$0.10/sh+6,500,000$650,000→ 6,500,000 total(indirect: By Jeffrey Lightcap)
Conversion
Senior Secured Convertible Note due 2023
2023-03-30(indirect: By HCP Fund)
Exercise: $0.10From: 2022-12-30Exp: 2023-12-31→ Common Stock (86,515,000 underlying)
Conversion
Common Stock
2023-03-30$0.10/sh+8,141,660$814,166→ 8,141,660 total(indirect: By Arthur Cohen)
Conversion
Common Stock
2023-03-30$0.10/sh+6,000,000$600,000→ 6,000,000 total(indirect: By Joseph Healey)
Conversion
Senior Secured Convertible Note due 2023
2023-03-30(indirect: By Jeffrey Lightcap)
Exercise: $0.10From: 2022-12-30Exp: 2023-12-31→ Common Stock (6,500,000 underlying)
Conversion
Common Stock
2023-03-30$0.10/sh+93,485,000$9,348,500→ 93,485,000 total(indirect: By Hybrid Fund)
Conversion
Common Stock
2023-03-30$0.10/sh+86,515,000$8,651,500→ 86,515,000 total(indirect: By HCP Fund)
Conversion
Senior Secured Convertible Note due 2023
2023-03-30(indirect: By Hybrid Fund)
Exercise: $0.10From: 2022-12-30Exp: 2023-12-31→ Common Stock (93,485,000 underlying)
Conversion
Senior Secured Convertible Note due 2023
2023-03-30(indirect: By Joseph Healey)
Exercise: $0.10From: 2022-12-30Exp: 2023-12-31→ Common Stock (6,000,000 underlying)
Conversion
Senior Secured Convertible Note due 2023
2023-03-30(indirect: By IRA)
Exercise: $0.10From: 2022-12-30Exp: 2023-12-31→ Common Stock (7,000,000 underlying)
Conversion
Senior Secured Convertible Note due 2023
2023-03-30(indirect: By Arthur Cohen)
Exercise: $0.10From: 2022-12-30Exp: 2023-12-31→ Common Stock (8,141,660 underlying)

Healey Joseph Patrick

Director10% Owner

Transactions

Conversion
Common Stock
2023-03-30$0.10/sh+86,515,000$8,651,500→ 86,515,000 total(indirect: By HCP Fund)
Conversion
Common Stock
2023-03-30$0.10/sh+7,000,000$700,000→ 7,000,000 total(indirect: By IRA)
Conversion
Senior Secured Convertible Note due 2023
2023-03-30(indirect: By IRA)
Exercise: $0.10From: 2022-12-30Exp: 2023-12-31→ Common Stock (7,000,000 underlying)
Conversion
Common Stock
2023-03-30$0.10/sh+6,000,000$600,000→ 6,000,000 total(indirect: By Joseph Healey)
Conversion
Senior Secured Convertible Note due 2023
2023-03-30(indirect: By Jeffrey Lightcap)
Exercise: $0.10From: 2022-12-30Exp: 2023-12-31→ Common Stock (6,500,000 underlying)
Conversion
Common Stock
2023-03-30$0.10/sh+93,485,000$9,348,500→ 93,485,000 total(indirect: By Hybrid Fund)
Conversion
Senior Secured Convertible Note due 2023
2023-03-30(indirect: By HCP Fund)
Exercise: $0.10From: 2022-12-30Exp: 2023-12-31→ Common Stock (86,515,000 underlying)
Conversion
Senior Secured Convertible Note due 2023
2023-03-30(indirect: By Hybrid Fund)
Exercise: $0.10From: 2022-12-30Exp: 2023-12-31→ Common Stock (93,485,000 underlying)
Conversion
Common Stock
2023-03-30$0.10/sh+6,500,000$650,000→ 6,500,000 total(indirect: By Jeffrey Lightcap)
Conversion
Common Stock
2023-03-30$0.10/sh+8,141,660$814,166→ 8,141,660 total(indirect: By Arthur Cohen)
Conversion
Senior Secured Convertible Note due 2023
2023-03-30(indirect: By Arthur Cohen)
Exercise: $0.10From: 2022-12-30Exp: 2023-12-31→ Common Stock (8,141,660 underlying)
Conversion
Senior Secured Convertible Note due 2023
2023-03-30(indirect: By Joseph Healey)
Exercise: $0.10From: 2022-12-30Exp: 2023-12-31→ Common Stock (6,000,000 underlying)

HealthCor Partners GP, LLC

Director10% Owner

Transactions

Conversion
Common Stock
2023-03-30$0.10/sh+8,141,660$814,166→ 8,141,660 total(indirect: By Arthur Cohen)
Conversion
Common Stock
2023-03-30$0.10/sh+86,515,000$8,651,500→ 86,515,000 total(indirect: By HCP Fund)
Conversion
Common Stock
2023-03-30$0.10/sh+6,000,000$600,000→ 6,000,000 total(indirect: By Joseph Healey)
Conversion
Senior Secured Convertible Note due 2023
2023-03-30(indirect: By Hybrid Fund)
Exercise: $0.10From: 2022-12-30Exp: 2023-12-31→ Common Stock (93,485,000 underlying)
Conversion
Common Stock
2023-03-30$0.10/sh+6,500,000$650,000→ 6,500,000 total(indirect: By Jeffrey Lightcap)
Conversion
Common Stock
2023-03-30$0.10/sh+7,000,000$700,000→ 7,000,000 total(indirect: By IRA)
Conversion
Senior Secured Convertible Note due 2023
2023-03-30(indirect: By Arthur Cohen)
Exercise: $0.10From: 2022-12-30Exp: 2023-12-31→ Common Stock (8,141,660 underlying)
Conversion
Senior Secured Convertible Note due 2023
2023-03-30(indirect: By HCP Fund)
Exercise: $0.10From: 2022-12-30Exp: 2023-12-31→ Common Stock (86,515,000 underlying)
Conversion
Common Stock
2023-03-30$0.10/sh+93,485,000$9,348,500→ 93,485,000 total(indirect: By Hybrid Fund)
Conversion
Senior Secured Convertible Note due 2023
2023-03-30(indirect: By Jeffrey Lightcap)
Exercise: $0.10From: 2022-12-30Exp: 2023-12-31→ Common Stock (6,500,000 underlying)
Conversion
Senior Secured Convertible Note due 2023
2023-03-30(indirect: By IRA)
Exercise: $0.10From: 2022-12-30Exp: 2023-12-31→ Common Stock (7,000,000 underlying)
Conversion
Senior Secured Convertible Note due 2023
2023-03-30(indirect: By Joseph Healey)
Exercise: $0.10From: 2022-12-30Exp: 2023-12-31→ Common Stock (6,000,000 underlying)

HealthCor Management, L.P.

Director10% Owner

Transactions

Conversion
Common Stock
2023-03-30$0.10/sh+86,515,000$8,651,500→ 86,515,000 total(indirect: By HCP Fund)
Conversion
Common Stock
2023-03-30$0.10/sh+8,141,660$814,166→ 8,141,660 total(indirect: By Arthur Cohen)
Conversion
Senior Secured Convertible Note due 2023
2023-03-30(indirect: By HCP Fund)
Exercise: $0.10From: 2022-12-30Exp: 2023-12-31→ Common Stock (86,515,000 underlying)
Conversion
Senior Secured Convertible Note due 2023
2023-03-30(indirect: By Jeffrey Lightcap)
Exercise: $0.10From: 2022-12-30Exp: 2023-12-31→ Common Stock (6,500,000 underlying)
Conversion
Common Stock
2023-03-30$0.10/sh+93,485,000$9,348,500→ 93,485,000 total(indirect: By Hybrid Fund)
Conversion
Common Stock
2023-03-30$0.10/sh+6,500,000$650,000→ 6,500,000 total(indirect: By Jeffrey Lightcap)
Conversion
Common Stock
2023-03-30$0.10/sh+7,000,000$700,000→ 7,000,000 total(indirect: By IRA)
Conversion
Common Stock
2023-03-30$0.10/sh+6,000,000$600,000→ 6,000,000 total(indirect: By Joseph Healey)
Conversion
Senior Secured Convertible Note due 2023
2023-03-30(indirect: By Hybrid Fund)
Exercise: $0.10From: 2022-12-30Exp: 2023-12-31→ Common Stock (93,485,000 underlying)
Conversion
Senior Secured Convertible Note due 2023
2023-03-30(indirect: By IRA)
Exercise: $0.10From: 2022-12-30Exp: 2023-12-31→ Common Stock (7,000,000 underlying)
Conversion
Senior Secured Convertible Note due 2023
2023-03-30(indirect: By Joseph Healey)
Exercise: $0.10From: 2022-12-30Exp: 2023-12-31→ Common Stock (6,000,000 underlying)
Conversion
Senior Secured Convertible Note due 2023
2023-03-30(indirect: By Arthur Cohen)
Exercise: $0.10From: 2022-12-30Exp: 2023-12-31→ Common Stock (8,141,660 underlying)

Lightcap Jeffrey C

Director10% Owner

Transactions

Conversion
Senior Secured Convertible Note due 2023
2023-03-30(indirect: By Hybrid Fund)
Exercise: $0.10From: 2022-12-30Exp: 2023-12-31→ Common Stock (93,485,000 underlying)
Conversion
Senior Secured Convertible Note due 2023
2023-03-30(indirect: By Joseph Healey)
Exercise: $0.10From: 2022-12-30Exp: 2023-12-31→ Common Stock (6,000,000 underlying)
Conversion
Senior Secured Convertible Note due 2023
2023-03-30(indirect: By HCP Fund)
Exercise: $0.10From: 2022-12-30Exp: 2023-12-31→ Common Stock (86,515,000 underlying)
Conversion
Senior Secured Convertible Note due 2023
2023-03-30(indirect: By Jeffrey Lightcap)
Exercise: $0.10From: 2022-12-30Exp: 2023-12-31→ Common Stock (6,500,000 underlying)
Conversion
Senior Secured Convertible Note due 2023
2023-03-30(indirect: By IRA)
Exercise: $0.10From: 2022-12-30Exp: 2023-12-31→ Common Stock (7,000,000 underlying)
Conversion
Senior Secured Convertible Note due 2023
2023-03-30(indirect: By Arthur Cohen)
Exercise: $0.10From: 2022-12-30Exp: 2023-12-31→ Common Stock (8,141,660 underlying)
Conversion
Common Stock
2023-03-30$0.10/sh+86,515,000$8,651,500→ 86,515,000 total(indirect: By HCP Fund)
Conversion
Common Stock
2023-03-30$0.10/sh+93,485,000$9,348,500→ 93,485,000 total(indirect: By Hybrid Fund)
Conversion
Common Stock
2023-03-30$0.10/sh+6,500,000$650,000→ 6,500,000 total(indirect: By Jeffrey Lightcap)
Conversion
Common Stock
2023-03-30$0.10/sh+7,000,000$700,000→ 7,000,000 total(indirect: By IRA)
Conversion
Common Stock
2023-03-30$0.10/sh+8,141,660$814,166→ 8,141,660 total(indirect: By Arthur Cohen)
Conversion
Common Stock
2023-03-30$0.10/sh+6,000,000$600,000→ 6,000,000 total(indirect: By Joseph Healey)

Footnotes (2)

[F1]HealthCor Partners Fund, L.P. ("HCP Fund") is a private investment partnership which is the direct beneficial owner of the securities reported herein. HealthCor Partners L.P. serves as its general partner and HealthCor Partners GP, LLC ("HCPGP") serves as the general partner of HealthCor Partners L.P. HealthCor Partners Management, L.P. serves as the investment manager to HCP Fund and HealthCor Partners Management GP, LLC ("HCPMGP") serves as the general partner to HealthCor Partners Management, L.P. Jeffrey C. Lightcap, Arthur Cohen and Joseph Healey are managing members of HCPMGP and HCPGP. Each person disclaims beneficial ownership of any securities that exceed their pecuniary interest in the securities held by these entities. Mr. Lightcap was appointed a director of the issuer in connection with the initial investment.
[F2]HealthCor Hybrid Offshore Master Fund, L.P. ("Hybrid Fund") is a private investment partnership which is the direct beneficial owner of the securities reported herein. HealthCor Hybrid Offshore GP, LLC ("Offshore GP") serves as its general partner and HealthCor Group, LLC ("Group") serves as the general partner of Offshore GP. HealthCor Management, L.P. serves as the investment manager to Hybrid Fund and HealthCor Associates, LLC ("Associates") serves as the general partner to HealthCor Management, L.P. Arthur Cohen and Joseph Healey are managing members of Associates and Group. Each reporting person disclaims beneficial ownership of any securities that exceed their pecuniary interest in the securities held by these entities.

Documents

3 files

Issuer

CareView Communications Inc

CIK 0001377149

→

Entity typeother

Related Parties

filerCIK 0001343779

Filing Metadata

Form type: 4
Filed: Apr 3, 8:00 PM ET
Accepted: Apr 4, 6:04 AM ET
Size: 37.4 KB

View on SEC.gov