4//SEC Filing
ROUHANA WILLIAM J JR 4
Accession 0001062993-23-008466
CIK 0001679063other
Filed
Apr 3, 8:00 PM ET
Accepted
Apr 4, 4:03 PM ET
Size
14.7 KB
Accession
0001062993-23-008466
Insider Transaction Report
Form 4
ROUHANA WILLIAM J JR
DirectorChairman and CEO10% Owner
Transactions
- Purchase
Class A Common Stock
2023-04-03$2.30/sh+1,643,015$3,778,934→ 2,153,123 total(indirect: By LLC) - Purchase
Class A Common Stock
2023-04-03$2.30/sh+217,000$499,100→ 510,108 total(indirect: By LLC) - Award
Class A Common Stock
2023-04-03$3.05/sh+1,131,148$3,450,001→ 3,284,271 total(indirect: By LLC)
Holdings
- 135,608(indirect: By LLC)
Class W Warrants
Exercise: $7.50From: 2017-08-17Exp: 2023-06-30→ Class A Common Stock (135,608 underlying) - 7,654,506(indirect: By LLC)
Class B Common Stock
→ Class A Common Stock (7,654,506 underlying)
Transactions
- Purchase
Class A Common Stock
2023-04-03$2.30/sh+217,000$499,100→ 510,108 total(indirect: By LLC) - Purchase
Class A Common Stock
2023-04-03$2.30/sh+1,643,015$3,778,934→ 2,153,123 total(indirect: By LLC) - Award
Class A Common Stock
2023-04-03$3.05/sh+1,131,148$3,450,001→ 3,284,271 total(indirect: By LLC)
Holdings
- 135,608(indirect: By LLC)
Class W Warrants
Exercise: $7.50From: 2017-08-17Exp: 2023-06-30→ Class A Common Stock (135,608 underlying) - 7,654,506(indirect: By LLC)
Class B Common Stock
→ Class A Common Stock (7,654,506 underlying)
Transactions
- Purchase
Class A Common Stock
2023-04-03$2.30/sh+217,000$499,100→ 510,108 total(indirect: By LLC) - Purchase
Class A Common Stock
2023-04-03$2.30/sh+1,643,015$3,778,934→ 2,153,123 total(indirect: By LLC) - Award
Class A Common Stock
2023-04-03$3.05/sh+1,131,148$3,450,001→ 3,284,271 total(indirect: By LLC)
Holdings
- 7,654,506(indirect: By LLC)
Class B Common Stock
→ Class A Common Stock (7,654,506 underlying) - 135,608(indirect: By LLC)
Class W Warrants
Exercise: $7.50From: 2017-08-17Exp: 2023-06-30→ Class A Common Stock (135,608 underlying)
Footnotes (6)
- [F1]Represents shares of the Issuer's Class A Common Stock purchased as part of the offering of shares made by the Issuer on April 3, 2023.
- [F2]Trema, LLC is an entity controlled by Mr. Rouhana.
- [F3]Represents shares of the Issuer's Class A Common Stock purchased as part of the offering of shares made by the Issuer on April 3, 2023.
- [F4]Chicken Soup for the Soul, LLC is an entity controlled by Mr. Rouhana. This entity was formerly known as "Chicken Soup for the Soul Productions, LLC".
- [F5]Represents shares of the Issuer's Class A Common Stock issued to Chicken Soup for the Soul, LLC pursuant to the CSS Agreements Modification dated March 30, 2023.
- [F6]The Class B Common Stock is convertible into the Issuer's Class A Common Stock as described under the heading "Description of Securities - Common Stock" in the Issuer's offering statement on Form 1-A (File No. 024-10704). The Class B Common Stock has no expiration date.
Issuer
Chicken Soup for the Soul Entertainment, Inc.
CIK 0001679063
Entity typeother
IncorporatedNY
Related Parties
1- filerCIK 0000904523
Filing Metadata
- Form type
- 4
- Filed
- Apr 3, 8:00 PM ET
- Accepted
- Apr 4, 4:03 PM ET
- Size
- 14.7 KB