Pennington Marcus Edward 4
4 · SWK Holdings Corp · Filed Apr 4, 2023
Insider Transaction Report
Form 4
Pennington Marcus Edward
Director
Transactions
- Award
Common Stock
2023-03-31$17.86/sh+770$13,752→ 10,649 total - Award
Common Stock
2023-03-31$17.86/sh+818$14,609→ 9,879 total
Footnotes (2)
- [F1]Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $17.86 closing price of the common stock on March 31, 2023.
- [F2]Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for his services as a director, based on the $17.86 closing price of the common stock on March 31, 2023. The restricted shares vest on March 31, 2024, subject to the Reporting Person's continued service through such vesting date.