Perna Gustave 4

4 · Allison Transmission Holdings Inc · Filed May 5, 2023

Form 4

Period: 2023-05-03

Director

Transactions

Exercise/Conversion
Common Stock
2023-05-03+2,814→ 2,814 total
Exercise/Conversion
Restricted Stock Units
2023-05-03−2,770→ 0 total
→ Common Stock (2,770 underlying)
Exercise/Conversion
Dividend Equivalent Rights
2023-05-03−44→ 0 total
→ Common Stock (44 underlying)
Award
Restricted Stock Units
2023-05-04+3,146→ 3,146 total
→ Common Stock (3,146 underlying)

Footnotes (9)

[F1]Settlement of restricted stock units ("RSUs") and related dividend equivalent.
[F2]Includes 44 dividend equivalents.
[F3]Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc.'s (the "Company") common stock.
[F4]On August 15, 2022, the reporting person was granted 2,770 RSUs that vested on May 3, 2023.
[F5]Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.
[F6]The dividend equivalent rights accrued on previously awarded RSUs and vested on May 3, 2023.
[F7]The RSUs represent the reporting person's annual equity award under the Seventh Amended and Restated Non-Employee Director Compensation Policy.
[F8]The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.
[F9]The number of RSUs received was calculated based on $46.08, which was the closing price of the Company's common stock on the date of grant.

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