RABAUT THOMAS W 4
4 · Allison Transmission Holdings Inc · Filed May 5, 2023
Insider Transaction Report
Form 4
RABAUT THOMAS W
Director
Transactions
- Award
Common Stock
2023-05-03+447→ 6,639 total - Exercise/Conversion
Common Stock
2023-05-03+1,122→ 7,761 total - Exercise/Conversion
Common Stock
2023-05-03+3,823→ 11,584 total - Exercise/Conversion
Deferred Stock Units
2023-05-03−309→ 0 total→ Common Stock (309 underlying) - Exercise/Conversion
Dividend Equivalent Rights
2023-05-03−148→ 0 total→ Common Stock (148 underlying) - Exercise/Conversion
Deferred Stock Units
2023-05-03−281→ 0 total→ Common Stock (281 underlying) - Exercise/Conversion
Deferred Stock Units
2023-05-03−232→ 0 total→ Common stock (232 underlying) - Exercise/Conversion
Deferred Stock Units
2023-05-03−229→ 0 total→ Common Stock (229 underlying) - Exercise/Conversion
Restricted Stock Units
2023-05-03−3,746→ 0 total→ Common Stock (3,746 underlying)
Holdings
- 63,163(indirect: By Trust)
Common Stock
Footnotes (15)
- [F1]These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Sixth Amended and Restated Non-Employee Director Compensation Policy. The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion.
- [F10]The dividend equivalent rights accrued on previously awarded DSUs and were payable on May 3, 2023, the date of the reporting person's separation from service.
- [F11]On November 11, 2016, the reporting person was granted 281 DSUs that vested on November 11, 2016.
- [F12]On February 10, 2017, the reporting person was granted 232 DSUs that vested on February 10, 2017.
- [F13]On May 11, 2017, the reporting person was granted 229 DSUs that vested on May 11, 2017.
- [F14]Each RSU represents a contingent right to receive one share of the Company's common stock.
- [F15]On May 5, 2022, the reporting person was granted 3,746 RSUs that vested on May 3, 2023.
- [F2]The number of shares of common stock received was calculated based on $47.47, which was the closing price of the Company's common stock on the date of grant.
- [F3]Represents the deferred stock units ("DSUs") and related dividend equivalents payable upon the reporting person's separation from service. The reporting person did not stand for re-election at the Company's 2023 annual meeting of stockholders and his term ended on May 3, 2023.
- [F4]Includes 1,051 DSUs and 71 related dividend equivalents.
- [F5]Settlement of restricted stock units ("RSUs") and related dividend equivalents.
- [F6]Includes 77 dividend equivalents.
- [F7]Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.
- [F8]On August 12, 2016, the reporting person was granted 309 DSUs that vested on August 12, 2016.
- [F9]Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.