GARCIA TUNON ALVARO 4

Accession 0001062993-23-010376

CIK 0001411207other

View on SEC.gov Company Profile

Filed

May 4, 8:00 PM ET

Accepted

May 5, 6:05 PM ET

Size

69.1 KB

Accession

0001062993-23-010376

Insider Transaction Report

Form 4

Period: 2023-05-03

Allison Transmission Holdings IncALSN

GARCIA TUNON ALVARO

Director

Transactions

Exercise/Conversion
Deferred Stock Units
2023-05-03−621→ 0 total
→ Common Stock (621 underlying)
Exercise/Conversion
Deferred Stock Units
2023-05-03−648→ 0 total
→ Common Stock (648 underlying)
Exercise/Conversion
Deferred Stock Units
2023-05-03−548→ 0 total
→ Common Stock (548 underlying)
Exercise/Conversion
Common Stock
2023-05-03+40,218→ 40,218 total
Exercise/Conversion
Deferred Stock Units
2023-05-03−1,413→ 0 total
→ Common Stock (1,413 underlying)
Exercise/Conversion
Dividend Equivalent Rights
2023-05-03−2,794→ 0 total
→ Common Stock (2,794 underlying)
Exercise/Conversion
Deferred Stock Units
2023-05-03−787→ 0 total
→ Common Stock (787 underlying)
Exercise/Conversion
Deferred Stock Units
2023-05-03−3,628→ 0 total
→ Common Stock (3,628 underlying)
Exercise/Conversion
Deferred Stock Units
2023-05-03−751→ 0 total
→ Common Stock (751 underlying)
Exercise/Conversion
Deferred Stock Units
2023-05-03−683→ 0 total
→ Common Stock (683 underlying)
Exercise/Conversion
Deferred Stock Units
2023-05-03−563→ 0 total
→ Common Stock (563 underlying)
Exercise/Conversion
Deferred Stock Units
2023-05-03−3,185→ 0 total
→ Common Stock (3,185 underlying)
Exercise/Conversion
Deferred Stock Units
2023-05-03−570→ 0 total
→ Common Stock (570 underlying)
Exercise/Conversion
Deferred Stock Units
2023-05-03−2,859→ 0 total
→ Common Stock (2,859 underlying)
Exercise/Conversion
Deferred Stock Units
2023-05-03−566→ 0 total
→ Common Stock (566 underlying)
Exercise/Conversion
Deferred Stock Units
2023-05-03−518→ 0 total
→ Common Stock (518 underlying)
Exercise/Conversion
Deferred Stock Units
2023-05-03−514→ 0 total
→ Common Stock (514 underlying)
Exercise/Conversion
Deferred Stock Units
2023-05-03−504→ 0 total
→ Common Stock (504 underlying)
Exercise/Conversion
Deferred Stock Units
2023-05-03−551→ 0 total
→ Common Stock (551 underlying)
Exercise/Conversion
Deferred Stock Units
2023-05-03−2,880→ 0 total
→ Common Stock (2,880 underlying)
Exercise/Conversion
Deferred Stock Units
2023-05-03−635→ 0 total
→ Common Stock (635 underlying)
Exercise/Conversion
Deferred Stock Units
2023-05-03−588→ 0 total
→ Common Stock (588 underlying)
Exercise/Conversion
Deferred Stock Units
2023-05-03−636→ 0 total
→ Common Stock (636 underlying)
Exercise/Conversion
Deferred Stock Units
2023-05-03−771→ 0 total
→ Common Stock (771 underlying)
Exercise/Conversion
Deferred Stock Units
2023-05-03−3,600→ 0 total
→ Common Stock (3,600 underlying)
Exercise/Conversion
Deferred Stock Units
2023-05-03−733→ 0 total
→ Common Stock (733 underlying)
Exercise/Conversion
Deferred Stock Units
2023-05-03−726→ 0 total
→ Common Stock (726 underlying)
Exercise/Conversion
Deferred Stock Units
2023-05-03−627→ 0 total
→ Common Stock (627 underlying)
Exercise/Conversion
Deferred Stock Units
2023-05-03−646→ 0 total
→ Common Stock (646 underlying)
Exercise/Conversion
Deferred Stock Units
2023-05-03−2,927→ 0 total
→ Common Stock (2,927 underlying)
Exercise/Conversion
Deferred Stock Units
2023-05-03−3,746→ 0 total
→ Common Stock (3,746 underlying)

Footnotes (34)

[F1]Represents the deferred stock units ("DSUs") and dividend equivalents payable upon the reporting person's separation from service. The reporting person did not stand for re-election at Allison Transmission Holdings, Inc.'s (the "Company") 2023 annual meeting of stockholders and his term ended on May 3, 2023.
[F10]On November 11, 2016, the reporting person was granted 683 DSUs that vested on November 11, 2016.
[F11]On February 10, 2017, the reporting person was granted 563 DSUs that vested on February 10, 2017.
[F12]On May 11, 2017, the reporting person was granted 621 DSUs that vested on May 11, 2017.
[F13]On May 12, 2017, the reporting person was granted 3,185 DSUs that vested on May 10, 2018.
[F14]On August 11, 2017, the reporting person was granted 648 DSUs that vested on August 11, 2017.
[F15]On November 10, 2017, the reporting person was granted 548 DSUs that vested on November 10, 2017.
[F16]On February 12, 2018, the reporting person was granted 570 DSUs that vested on February 12, 2018.
[F17]On May 10, 2018, the reporting person was granted 2,859 DSUs that vested on May 9, 2019.
[F18]On May 10, 2018, the reporting person was granted 566 DSUs that vested on May 10, 2018.
[F19]On August 10, 2018, the reporting person was granted 518 DSUs that vested on August 10, 2018.
[F2]Includes 37,424 DSUs and 2,794 related dividend equivalents.
[F20]On November 12, 2018, the reporting person was granted 514 DSUs that vested on November 12, 2018.
[F21]On February 11, 2019, the reporting person was granted 504 DSUs that vested on February 11, 2019.
[F22]On May 8, 2019 the reporting person was granted 551 DSUs that vested on May 8, 2019.
[F23]On May 9, 2019, the reporting person was granted 2,880 DSUs that vested on May 6, 2020.
[F24]On August 9, 2019, the reporting person was granted 635 DSUs that vested on August 9, 2019.
[F25]On November 8, 2019, the reporting person was granted 588 DSUs that vested on November 8, 2019.
[F26]On February 10, 2020, the reporting person was granted 636 DSUs that vested on February 10, 2020.
[F27]On May 6, 2020, the reporting person was granted 771 DSUs that vested on May 6, 2020.
[F28]On May 7, 2020, the reporting person was granted 3,600 DSUs that vested on May 5, 2021.
[F29]On August 7, 2020, the reporting person was granted 733 DSUs that vested on August 7, 2020.
[F3]Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.
[F30]On November 6, 2020, the reporting person was granted 726 DSUs that vested on November 6, 2020.
[F31]On February 8, 2021, the reporting person was granted 627 DSUs that vested on February 8, 2021.
[F32]On May 5, 2021, the reporting person was granted 646 DSUs that vested on May 5, 2021.
[F33]On May 6, 2021, the reporting person was granted 2,927 DSUs that vested on May 4, 2022.
[F34]On May 5, 2022, the reporting person was granted 3,746 DSUs that vested on May 3, 2023.
[F4]On February 17, 2016, the reporting person was granted 1,413 DSUs that vested on May 12, 2016.
[F5]Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.
[F6]The dividend equivalent rights accrued on previously awarded DSUs and were payable on May 3, 2023, the date of the reporting person's separation from service.
[F7]On March 31, 2016, the reporting person was granted 787 DSUs that vested on March 31, 2016.
[F8]On May 13, 2016, the reporting person was granted 3,628 DSUs that vested on May 12, 2017.
[F9]On August 12, 2016, the reporting person was granted 751 DSUs that vested on Augut 12, 2016.

Documents

1 file

4
form4.xmlPrimary
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Issuer

Allison Transmission Holdings Inc

CIK 0001411207

→

Entity typeother

Related Parties

filerCIK 0001244225

Filing Metadata

Form type: 4
Filed: May 4, 8:00 PM ET
Accepted: May 5, 6:05 PM ET
Size: 69.1 KB

View on SEC.gov