4//SEC Filing
ASKREN STANLEY A 4
Accession 0001062993-23-010380
CIK 0001411207other
Filed
May 4, 8:00 PM ET
Accepted
May 5, 6:08 PM ET
Size
22.1 KB
Accession
0001062993-23-010380
Insider Transaction Report
Form 4
ASKREN STANLEY A
Director
Transactions
- Exercise/Conversion
Common Stock
2023-05-03+8,536→ 14,448 total - Exercise/Conversion
Common Stock
2023-05-03+3,823→ 18,271 total - Exercise/Conversion
Deferred Stock Units
2023-05-03−2,880→ 0 total→ Common Stock (2,880 underlying) - Exercise/Conversion
Dividend Equivalent Rights
2023-05-03−591→ 0 total→ Common Stock (591 underlying) - Exercise/Conversion
Deferred Stock Units
2023-05-03−454→ 0 total→ Common Stock (454 underlying) - Exercise/Conversion
Deferred Stock Units
2023-05-03−492→ 0 total→ Common Stock (492 underlying) - Exercise/Conversion
Deferred Stock Units
2023-05-03−596→ 0 total→ Common Stock (596 underlying) - Exercise/Conversion
Deferred Stock Units
2023-05-03−3,600→ 0 total→ Common Stock (3,600 underlying) - Exercise/Conversion
Restricted Stock Units
2023-05-03−3,746→ 0 total→ Common Stock (3,746 underlying)
Footnotes (14)
- [F1]Represents the deferred stock units ("DSUs") and related dividend equivalents payable upon the reporting person's separation from service. The reporting person did not stand for re-election at Allison Transmission Holdings, Inc.'s (the "Company") 2023 annual meeting of stockholders and his term ended on May 3, 2023.
- [F10]On February 10, 2020, the reporting person was granted 492 DSUs that vested on February 10, 2020.
- [F11]On May 6, 2020, the reporting person was granted 596 DSUs that vested on May 6, 2020.
- [F12]On May 7, 2020, the reporting person was granted 3,600 DSUs that vested on May 5, 2021.
- [F13]Each RSU represents a contingent right to receive one share of the Company's common stock.
- [F14]On May 5, 2022, the reporting person was granted 3,746 RSUs that vested on May 3, 2023.
- [F2]Includes 8,022 DSUs and 514 related dividend equivalents.
- [F3]Settlement of restricted stock units ("RSUs") and related dividend equivalents.
- [F4]Includes 77 dividend equivalents.
- [F5]Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.
- [F6]On May 9, 2019, the reporting person was granted 2,880 DSUs that vested on May 6, 2020.
- [F7]Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.
- [F8]The dividend equivalent rights accrued on previously awarded DSUs and were payable on May 3, 2023, the date of the reporting person's separation from service.
- [F9]On November 8, 2019, the reporting person was granted 454 DSUs that vested on November 8, 2019.
Issuer
Allison Transmission Holdings Inc
CIK 0001411207
Entity typeother
Related Parties
1- filerCIK 0001195347
Filing Metadata
- Form type
- 4
- Filed
- May 4, 8:00 PM ET
- Accepted
- May 5, 6:08 PM ET
- Size
- 22.1 KB