4//SEC Filing
Healey Joseph Patrick 4
Accession 0001062993-23-012296
CIK 0001377149other
Filed
May 25, 8:00 PM ET
Accepted
May 26, 4:03 PM ET
Size
22.8 KB
Accession
0001062993-23-012296
Insider Transaction Report
Form 4
CareView Communications IncCRVW.OB
Healey Joseph Patrick
Director10% Owner
Transactions
- Conversion
Senior Secured Convertible Note due 2023
2023-05-24(indirect: By HCP Fund)Exercise: $0.10From: 2022-12-30Exp: 2023-12-31→ Common Stock (86,515,000 underlying) - Conversion
Common Stock
2023-05-24$0.10/sh+86,515,000$8,651,500→ 173,030,000 total(indirect: By HCP Fund) - Conversion
Common Stock
2023-05-24$0.10/sh+93,485,000$9,348,500→ 186,970,000 total(indirect: By Hybrid Fund) - Conversion
Senior Secured Convertible Note due 2023
2023-05-24(indirect: By Hybrid Fund)Exercise: $0.10From: 2022-12-30Exp: 2023-12-31→ Common Stock (93,485,000 underlying)
Lightcap Jeffrey C
Director10% Owner
Transactions
- Conversion
Common Stock
2023-05-24$0.10/sh+86,515,000$8,651,500→ 173,030,000 total(indirect: By HCP Fund) - Conversion
Common Stock
2023-05-24$0.10/sh+93,485,000$9,348,500→ 186,970,000 total(indirect: By Hybrid Fund) - Conversion
Senior Secured Convertible Note due 2023
2023-05-24(indirect: By HCP Fund)Exercise: $0.10From: 2022-12-30Exp: 2023-12-31→ Common Stock (86,515,000 underlying) - Conversion
Senior Secured Convertible Note due 2023
2023-05-24(indirect: By Hybrid Fund)Exercise: $0.10From: 2022-12-30Exp: 2023-12-31→ Common Stock (93,485,000 underlying)
Cohen Arthur Bruce
Director10% Owner
Transactions
- Conversion
Senior Secured Convertible Note due 2023
2023-05-24(indirect: By HCP Fund)Exercise: $0.10From: 2022-12-30Exp: 2023-12-31→ Common Stock (86,515,000 underlying) - Conversion
Senior Secured Convertible Note due 2023
2023-05-24(indirect: By Hybrid Fund)Exercise: $0.10From: 2022-12-30Exp: 2023-12-31→ Common Stock (93,485,000 underlying) - Conversion
Common Stock
2023-05-24$0.10/sh+86,515,000$8,651,500→ 173,030,000 total(indirect: By HCP Fund) - Conversion
Common Stock
2023-05-24$0.10/sh+93,485,000$9,348,500→ 186,970,000 total(indirect: By Hybrid Fund)
HealthCor Management, L.P.
Director10% Owner
Transactions
- Conversion
Common Stock
2023-05-24$0.10/sh+93,485,000$9,348,500→ 186,970,000 total(indirect: By Hybrid Fund) - Conversion
Common Stock
2023-05-24$0.10/sh+86,515,000$8,651,500→ 173,030,000 total(indirect: By HCP Fund) - Conversion
Senior Secured Convertible Note due 2023
2023-05-24(indirect: By HCP Fund)Exercise: $0.10From: 2022-12-30Exp: 2023-12-31→ Common Stock (86,515,000 underlying) - Conversion
Senior Secured Convertible Note due 2023
2023-05-24(indirect: By Hybrid Fund)Exercise: $0.10From: 2022-12-30Exp: 2023-12-31→ Common Stock (93,485,000 underlying)
HealthCor Partners GP, LLC
Director10% Owner
Transactions
- Conversion
Common Stock
2023-05-24$0.10/sh+86,515,000$8,651,500→ 173,030,000 total(indirect: By HCP Fund) - Conversion
Common Stock
2023-05-24$0.10/sh+93,485,000$9,348,500→ 186,970,000 total(indirect: By Hybrid Fund) - Conversion
Senior Secured Convertible Note due 2023
2023-05-24(indirect: By HCP Fund)Exercise: $0.10From: 2022-12-30Exp: 2023-12-31→ Common Stock (86,515,000 underlying) - Conversion
Senior Secured Convertible Note due 2023
2023-05-24(indirect: By Hybrid Fund)Exercise: $0.10From: 2022-12-30Exp: 2023-12-31→ Common Stock (93,485,000 underlying)
Footnotes (2)
- [F1]HealthCor Partners Fund, L.P. ("HCP Fund") is a private investment partnership which is the direct beneficial owner of the securities reported herein. HealthCor Partners L.P. serves as its general partner and HealthCor Partners GP, LLC ("HCPGP") serves as the general partner of HealthCor Partners L.P. HealthCor Partners Management, L.P. serves as the investment manager to HCP Fund and HealthCor Partners Management GP, LLC ("HCPMGP") serves as the general partner to HealthCor Partners Management, L.P. Jeffrey C. Lightcap, Arthur Cohen and Joseph Healey are managing members of HCPMGP and HCPGP. Each person disclaims beneficial ownership of any securities that exceed their pecuniary interest in the securities held by these entities. Mr. Lightcap was appointed a director of the issuer in connection with the initial investment.
- [F2]HealthCor Hybrid Offshore Master Fund, L.P. ("Hybrid Fund") is a private investment partnership which is the direct beneficial owner of the securities reported herein. HealthCor Hybrid Offshore GP, LLC ("Offshore GP") serves as its general partner and HealthCor Group, LLC ("Group") serves as the general partner of Offshore GP. HealthCor Management, L.P. serves as the investment manager to Hybrid Fund and HealthCor Associates, LLC ("Associates") serves as the general partner to HealthCor Management, L.P. Arthur Cohen and Joseph Healey are managing members of Associates and Group. Each reporting person disclaims beneficial ownership of any securities that exceed their pecuniary interest in the securities held by these entities.
Issuer
CareView Communications Inc
CIK 0001377149
Entity typeother
Related Parties
1- filerCIK 0001343779
Filing Metadata
- Form type
- 4
- Filed
- May 25, 8:00 PM ET
- Accepted
- May 26, 4:03 PM ET
- Size
- 22.8 KB