4//SEC Filing
Pennington Marcus Edward 4
Accession 0001062993-23-014531
CIK 0001089907other
Filed
Jul 4, 8:00 PM ET
Accepted
Jul 5, 8:25 PM ET
Size
7.1 KB
Accession
0001062993-23-014531
Insider Transaction Report
Form 4
Pennington Marcus Edward
Director
Transactions
- Award
Common Stock
2023-06-30$16.74/sh+1,060$17,744→ 11,716 total - Award
Common Stock
2023-06-30$16.74/sh+821$13,744→ 12,537 total
Footnotes (3)
- [F1]Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $16.74 closing price of the common stock on June 30, 2023.
- [F2]Due to an administrative error, on April 4, 2023, the Reporting Person mistakenly reported the acquisition of 818 shares of common stock in lieu of cash compensation for his services as a director. The amount of shares acquired should have been reported as 825. The amounts reported in column 5 of this Form 4 have been updated to reflect the Reporting Person's corrected ownership.
- [F3]Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for his services as a director, based on the $16.74 closing price of the common stock on June 30, 2023. The restricted shares vest on June 30, 2024, subject to the Reporting Person's continued service through such vesting date.
Issuer
SWK Holdings Corp
CIK 0001089907
Entity typeother
Related Parties
1- filerCIK 0001864079
Filing Metadata
- Form type
- 4
- Filed
- Jul 4, 8:00 PM ET
- Accepted
- Jul 5, 8:25 PM ET
- Size
- 7.1 KB