ZYNGIER ALEXANDRE 4
4 · EVO Transportation & Energy Services, Inc. · Filed Jul 13, 2023
Insider Transaction Report
Form 4
ZYNGIER ALEXANDRE
Director
Transactions
- Award
Restricted Stock Units
2023-07-11+2,377,489→ 2,377,489 total(indirect: By LLC)→ Common Stock (2,377,489 underlying) - Award
Warrant
2022-03-11+265,993→ 265,993 total(indirect: By LLC)Exercise: $0.01Exp: 2027-03-11→ Common Stock (265,993 underlying) - Award
Warrant
2023-07-11+1,016,724→ 1,016,724 total(indirect: By LLC)Exercise: $0.63Exp: 2027-09-08→ Common Stock (1,016,724 underlying)
Holdings
- 105,500
Stock Option (right to buy)
Exercise: $1.50Exp: 2031-08-03→ Common Stock (105,500 underlying) - 1,188,744
Restricted Stock Units
→ Common Stock (1,188,744 underlying)
Footnotes (6)
- [F1]Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the Issuer, its cash equivalent or a combination thereof, in the discretion of the Issuer.
- [F2]396,248 restricted stock units vest on each of 1/1/23, 1/1/24 and 1/1/25.
- [F3]Fully vested.
- [F4]This warrant will expire upon the earlier of (a) 5:00 p.m., New York City time, on 09/08/2027 and (b) the consummation of a change of control.
- [F5]The Reporting Person is the Managing Director of Batuta Capital Advisors LLC.
- [F6]Fully exercisable.