4//SEC Filing
Peck Billy L. JR 4
Accession 0001062993-23-017208
CIK 0000728447other
Filed
Aug 28, 8:00 PM ET
Accepted
Aug 29, 4:42 PM ET
Size
25.0 KB
Accession
0001062993-23-017208
Insider Transaction Report
Form 4
Peck Billy L. JR
EVP, Business Development
Transactions
- Exercise/Conversion
Common Stock
2022-11-22$0.00/sh+5,022,987$502→ 5,522,987 total - Award
Restricted Stock Units
2023-08-28+1,954,451→ 1,954,451 total→ Common Stock (1,954,451 underlying) - Conversion
Warrant (right to buy)
2022-09-08+2,511,494→ 2,511,494 total→ Common Stock (2,511,494 underlying) - Award
Restricted Stock Units
2023-08-28+998,545→ 998,545 total→ Common Stock (998,545 underlying) - Award
Warrant (right to buy)
2023-08-28+995,172→ 995,172 totalExercise: $0.63→ Common Stock (995,172 underlying) - Conversion
Warrant (right to buy)
2022-09-08+5,022,987→ 5,022,987 totalExercise: $0.00→ Common Stock (5,022,987 underlying) - Exercise/Conversion
Warrant (right to buy)
2022-11-22−5,022,987→ 0 totalExercise: $0.00→ Common Stock (5,022,987 underlying)
Holdings
- 333,333
Warrant (right to buy)
Exercise: $5.00From: 2020-06-01Exp: 2025-06-01→ Common Stock (333,333 underlying) - 333,333
Warrant (right to buy)
Exercise: $3.00From: 2019-06-01Exp: 2024-06-01→ Common Stock (333,333 underlying) - 333,333
Warrant (right to buy)
Exercise: $7.00From: 2021-06-01Exp: 2026-06-01→ Common Stock (333,333 underlying) - 20,000
Stock Option (right to buy)
Exercise: $2.50Exp: 2030-12-27→ Common Stock (20,000 underlying) - 20,000
Stock Option (right to buy)
Exercise: $1.50Exp: 2030-12-27→ Common Stock (20,000 underlying) - 500,000
Stock Option (right to buy)
Exercise: $1.50Exp: 2031-11-02→ Common Stock (500,000 underlying)
Footnotes (7)
- [F1]Fully vested.
- [F2]125,000 options vest on 11/2/21 and the remainder vesting in equal installments on the next three anniversaries of the grant date.
- [F3]Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the Issuer, its cash equivalent or a combination thereof, in the discretion of the Issuer.
- [F4]332,849 restricted stock units vest on 12/31/23, and 332,848 restricted stock units vest on each of 12/31/24 and 12/31/25.
- [F5]Fully exercisable.
- [F6]This warrant will expire upon the earlier of (a) 5:00 p.m., New York City time, on 09/08/2027 and (b) the consummation of a change of control.
- [F7]In connection with the terms of an Exchange Agreement dated 9/8/2022 (as fully described in the Form 8-K filed with the SEC on 9/14/22), warrants were issued to the Reporting Person.
Issuer
EVO Transportation & Energy Services, Inc.
CIK 0000728447
Entity typeother
Related Parties
1- filerCIK 0001823517
Filing Metadata
- Form type
- 4
- Filed
- Aug 28, 8:00 PM ET
- Accepted
- Aug 29, 4:42 PM ET
- Size
- 25.0 KB