Laing Lance G. 4

Accession 0001062993-23-017209

CIK 0001603454other

Filed

Aug 28, 8:00 PM ET

Accepted

Aug 29, 4:42 PM ET

Size

24.9 KB

Accession

0001062993-23-017209

Form 4

Period: 2023-08-25

DirectorChief Science Officer

Transactions

Award
Stock Option (right to buy)
2023-08-25+21,250→ 21,250 total
Exercise: $9.89Exp: 2033-08-25→ Common Stock (21,250 underlying)
Award
Stock Option (right to buy)
2023-08-25+125,000→ 125,000 total
Exercise: $9.89Exp: 2033-08-25→ Common Stock (125,000 underlying)

Holdings

Stock Option (right to buy)
Exercise: $5.50Exp: 2028-10-17→ Common Stock (1,834 underlying)
1,834
Stock Option (right to buy)
Exercise: $5.50Exp: 2029-08-12→ Common Stock (50,000 underlying)
50,000
Stock Option (right to buy)
Exercise: $5.50Exp: 2027-09-19→ Common Stock (4,110 underlying)
4,110
Stock Option (right to buy)
Exercise: $5.90Exp: 2030-08-12→ Common Stock (20,000 underlying)
20,000
Common Stock
1,250,000
Stock Option (right to buy)
Exercise: $5.50Exp: 2031-03-18→ Common Stock (2,973 underlying)
2,973
Stock Option (right to buy)
Exercise: $5.50Exp: 2031-08-11→ Common Stock (20,000 underlying)
20,000
Stock Option (right to buy)
Exercise: $5.50Exp: 2032-05-17→ Common Stock (38,412 underlying)
38,412
Stock Option (right to buy)
Exercise: $5.50Exp: 2031-02-02→ Common Stock (3,215 underlying)
3,215
Stock Option (right to buy)
Exercise: $5.50Exp: 2031-04-12→ Common Stock (6,754 underlying)
6,754
Stock Option (right to buy)
Exercise: $8.40Exp: 2027-05-17→ Common Stock (16,125 underlying)
16,125
Stock Option (right to buy)
Exercise: $5.50Exp: 2030-12-28→ Common Stock (2,771 underlying)
2,771
Stock Option (right to buy)
Exercise: $5.50Exp: 2031-10-27→ Common Stock (1,877 underlying)
1,877
Stock Option (right to buy)
Exercise: $11.55Exp: 2033-02-16→ Common Stock (9,156 underlying)
9,156

Footnotes (11)

[F1]Fully vested.
[F10]These shares vest in equal amounts on the last day of each month over seventeen (17) months, beginning August 31, 2023.
[F11]31,250 shares vest on 8/25/24; the remaining 93,750 shares vest 1/36th per month thereafter.
[F2]5,000 shares vest on 8/12/21; the remaining 15,000 shares vest 1/36th per month thereafter.
[F3]692 shares vest on 12/29/21; the remaining 2,079 shares vest 1/36th per month thereafter.
[F4]803 shares vest on 2/2/22; the remaining 2,412 shares vest 1/36th per month thereafter.
[F5]743 shares vest on 3/18/22; the remaining 2,230 shares vest 1/36th per month thereafter.
[F6]1,689 shares vest on 4/12/22; the remaining 5,065 shares vest 1/36th per month thereafter.
[F7]5,000 shares vest on 8/11/22; the remaining 15,000 shares vest 1/36th per month thereafter.
[F8]469 shares vest on 10/27/22; the remaining 1,408 shares vest 1/36th per month thereafter.
[F9]These shares vest in equal amounts over twelve (12) months, beginning February 16, 2023.

Documents

1 file

Celcuity Inc.

CIK 0001603454

Entity typeother