Hahne Vicky 4

Accession 0001062993-23-017211

CIK 0001603454other

Filed

Aug 28, 8:00 PM ET

Accepted

Aug 29, 4:45 PM ET

Size

25.1 KB

Accession

0001062993-23-017211

Form 4

Period: 2023-08-25

Chief Financial Officer

Transactions

Award
Stock Option (right to buy)
2023-08-25+21,250→ 21,250 total
Exercise: $9.89Exp: 2033-08-25→ Common Stock (21,250 underlying)
Award
Stock Option (right to buy)
2023-08-25+60,000→ 60,000 total
Exercise: $9.89Exp: 2033-08-25→ Common Stock (60,000 underlying)

Holdings

Stock Option (right to buy)
Exercise: $5.90Exp: 2030-08-12→ Common Stock (10,000 underlying)
10,000
Common Stock
14,557
Stock Option (right to buy)
Exercise: $5.50Exp: 2028-10-17→ Common Stock (932 underlying)
932
Stock Option (right to buy)
Exercise: $5.50Exp: 2029-08-12→ Common Stock (3,000 underlying)
3,000
Stock Option (right to buy)
Exercise: $8.40Exp: 2027-05-17→ Common Stock (37,500 underlying)
37,500
Stock Option (right to buy)
Exercise: $5.50Exp: 2028-07-05→ Common Stock (3,000 underlying)
3,000
Stock Option (right to buy)
Exercise: $5.50Exp: 2030-12-28→ Common Stock (1,122 underlying)
1,122
Stock Option (right to buy)
Exercise: $5.50Exp: 2031-02-02→ Common Stock (1,301 underlying)
1,301
Stock Option (right to buy)
Exercise: $5.50Exp: 2031-03-18→ Common Stock (1,204 underlying)
1,204
Stock Option (right to buy)
Exercise: $5.50Exp: 2031-04-12→ Common Stock (3,806 underlying)
3,806
Stock Option (right to buy)
Exercise: $5.50Exp: 2031-08-11→ Common Stock (15,000 underlying)
15,000
Stock Option (right to buy)
Exercise: $5.50Exp: 2032-05-17→ Common Stock (31,930 underlying)
31,930
Stock Option (right to buy)
Exercise: $11.55Exp: 2033-02-16→ Common Stock (5,069 underlying)
5,069
Stock Option (right to buy)
Exercise: $5.50Exp: 2031-10-27→ Common Stock (821 underlying)
821

Footnotes (12)

[F1]Includes 1,260 shares acquired on April 30, 2023 pursuant to the Issuer's Employee Stock Purchase Plan.
[F10]These shares vest in equal amounts over twelve (12) months, beginning February 16, 2023.
[F11]These shares vest in equal amounts on the last day of each month over seventeen (17) months, beginning August 31, 2023.
[F12]15,000 shares vest on 8/25/24; the remaining 45,000 shares vest 1/36th per month thereafter.
[F2]Fully vested.
[F3]2,500 shares vest on 8/12/21; the remaining 7,500 shares vest 1/36th per month thereafter.
[F4]280 shares vest on 12/29/21; the remaining 842 shares vest 1/36th per month thereafter.
[F5]325 shares vest on 2/2/22; the remaining 976 shares vest 1/36th per month thereafter.
[F6]301 shares vest on 3/18/22; the remaining 903 shares vest 1/36th per month thereafter.
[F7]952 shares vest on 4/12/22; the remaining 2,854 shares vest 1/36th per month thereafter.
[F8]3,750 shares vest on 8/11/22; the remaining 11,250 shares vest 1/36th per month thereafter.
[F9]205 shares vest on 10/27/22; the remaining 616 shares vest 1/36th per month thereafter.

Documents

1 file

Celcuity Inc.

CIK 0001603454

Entity typeother