4//SEC Filing
Tree Roots Entertainment Group Co Ltd 4
Accession 0001062993-23-017758
CIK 0001372183other
Filed
Sep 6, 8:00 PM ET
Accepted
Sep 7, 9:03 AM ET
Size
18.0 KB
Accession
0001062993-23-017758
Insider Transaction Report
Form 4
Ahriyavraromp Thippaporn
10% OwnerOther
Transactions
- Other
Common Stock
2021-07-27+55,409→ 320,410 total(indirect: By controlled companies) - Other
Common Stock
2021-08-05+8,296→ 8,296 total(indirect: By holding company) - Other
Common Stock
2021-09-24+64,250→ 682,583 total(indirect: Subsidiary of Tree Roots) - Other
Common Stock
2021-09-24+229,500→ 549,910 total(indirect: By controlled companies) - Other
Common Stock
2021-09-24+142,500→ 150,796 total(indirect: By holding company)
Ahriyavraromp Jwanwat
10% OwnerOther
Transactions
- Other
Common Stock
2021-08-05+8,296→ 8,296 total(indirect: By holding company) - Other
Common Stock
2021-09-24+229,500→ 549,910 total(indirect: By controlled companies) - Other
Common Stock
2021-09-24+142,500→ 150,796 total(indirect: By holding company) - Other
Common Stock
2021-07-27+55,409→ 320,410 total(indirect: By controlled companies) - Other
Common Stock
2021-09-24+64,250→ 682,583 total(indirect: Subsidiary of Tree Roots)
Tree Roots Entertainment Group Co Ltd
10% OwnerOther
Transactions
- Other
Common Stock
2021-08-05+8,296→ 8,296 total(indirect: By holding company) - Other
Common Stock
2021-09-24+229,500→ 549,910 total(indirect: By controlled companies) - Other
Common Stock
2021-07-27+55,409→ 320,410 total(indirect: By controlled companies) - Other
Common Stock
2021-09-24+142,500→ 150,796 total(indirect: By holding company) - Other
Common Stock
2021-09-24+64,250→ 682,583 total(indirect: Subsidiary of Tree Roots)
Footnotes (9)
- [F1]The shares of the Issuer were acquired pursuant to a share replacement agreement and other exchange arrangements with Cern One Limited in connection with the share exchange between The Monaker Group Inc., the predecessor to the Issuer, and certain shareholders and debt holders of Axion Venture Inc., including Cern One Limited.
- [F2]On January 6, 2021, the Issuer implemented a reverse stock split at a ratio of 1-for-20 (the "Reverse Split"). The number of shares acquired, pricing information and the number of shares beneficially owned by the Reporting Persons as set forth on this Form 4 have been adjusted to reflect the Reverse Split.
- [F3]Represents shares of the Issuer held by entities, other than Tree Roots Entertainment Group Co. Ltd. ("Tree Roots"), controlled by Dr. Jwanwat Ahriyavraromp and Mrs. Trippaporn Ahriyavraromp.
- [F4]The shares of the Issuer were acquired in settlement of an exchangeable promissory note by HotPlay Enterprise Inc. ("HotPlay") in the amount of $344,350 (on a post-split basis) in connection with the share exchange between the The Monaker Group Inc., the predecessor to the Issuer, and the shareholders of HotPlay.
- [F5]The shares of the Issuer were acquired in settlement of an exchangeable promissory note by Red Anchor Trading Corporation in the amount of $10,000 (on a post-split basis).
- [F6]Acquisition of shares of the Issuer by an entity wholly-owned by Dr. Jwanwat Ahriyavraromp. Mrs. Thippaporn Ahriyavraromp may be deemed to share beneficial ownership over such shares of the Issuer held by such entity.
- [F7]The shares of the Issuer were acquired in settlement of an exchangeable promissory note by HotPlay in the amount of $198,750 (on a post-split basis) in connection with the share exchange between the The Monaker Group Inc., the predecessor to the Issuer, and the shareholders of HotPlay.
- [F8]This acquisition was made by a wholly-owned subsidiary of Tree Roots, a 10% beneficial owner of the Issuer and one of the Reporting Persons, pursuant to the right to subscribe to exchangeable promissory notes in an amount up to $600,000 at a price per share of $0.0625 (all dollar amounts on a post-split basis). In exchange for the partial assignment of such subscription rights, the price payable by the Tree Roots subsidiary was allocated and paid on behalf of the Tree Roots subsidiary by other entities controlled by one or more of the Reporting Persons.
- [F9]Represents acquisition of shares by a wholly-owned subsidiary of Tree Roots. Dr. Jwanwat Ahriyavraromp and Mrs. Thippaporn Ahriyavraromp indirectly beneficially own the shares of the Issuer held by or through Tree Roots.
Issuer
NextPlay Technologies Inc.
CIK 0001372183
Entity typeother
IncorporatedThailand
Related Parties
1- filerCIK 0001907129
Filing Metadata
- Form type
- 4
- Filed
- Sep 6, 8:00 PM ET
- Accepted
- Sep 7, 9:03 AM ET
- Size
- 18.0 KB