Home/Filings/4/0001062993-23-017905
4//SEC Filing

GELLER MARSHALL S 4

Accession 0001062993-23-017905

CIK 0001104038other

Filed

Sep 10, 8:00 PM ET

Accepted

Sep 11, 4:31 PM ET

Size

20.8 KB

Accession

0001062993-23-017905

Insider Transaction Report

Form 4
Period: 2023-09-07
Transactions
  • Purchase

    Common Stock, par value $0.001

    2023-09-07$1.23/sh+1,000$1,230425,546 total(indirect: By Trust)
  • Purchase

    Common Stock, par value $0.001

    2023-09-08$1.16/sh+1,500$1,740427,046 total(indirect: By Trust)
Holdings
  • Common Stock, par value $0.001

    52,000
  • Restricted Stock Units

    (indirect: By Trust)
    Exercise: $0.00Common Stock, par value $0.001 (30,000 underlying)
    30,000
  • Stock Option (Right to Buy)

    (indirect: By Trust)
    Exercise: $3.50Exp: 2025-01-07Common Stock, par value $0.001 (10,000 underlying)
    10,000
  • Stock Option (Right to Buy)

    (indirect: By Trust)
    Exercise: $5.29Exp: 2025-05-27Common Stock, par value $0.001 (3,000 underlying)
    3,000
  • Stock Option (Right to Buy)

    (indirect: By Trust)
    Exercise: $3.50Exp: 2025-01-07Common Stock, par value $0.001 (10,000 underlying)
    10,000
  • Warrant (Right to Buy)

    (indirect: By Trust)
    Exercise: $3.21From: 2022-10-14Exp: 2027-10-14Common Stock, par value $0.001 (31,104 underlying)
    31,104
  • Warrant (Right to Buy)

    (indirect: By Trust)
    Exercise: $4.60From: 2020-06-22Exp: 2025-06-22Common Stock, par value $0.001 (31,941 underlying)
    31,941
  • Warrant (Right to Buy)

    (indirect: By Trust)
    Exercise: $4.60From: 2020-06-22Exp: 2025-06-22Common Stock, par value $0.001 (7,000 underlying)
    7,000
  • 8% Convertible Promissory Note due 2026

    (indirect: By Trust)
    Exercise: $1.15From: 2023-08-25Exp: 2026-08-25Common Stock, par value $0.001 (152,174 underlying)
Footnotes (6)
  • [F1]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.22 to $1.24. Mr. Geller undertakes to provide VerifyMe, Inc., any security holder of VerifyMe, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  • [F2]Includes (i) 86,806 shares of restricted stock that vests on 6/7/2024 and (ii) 68,310 vested restricted stock units that become payable, on a one-for-one basis, in shares of common stock of VerifyMe, Inc. upon separation of the Reporting Person's service as a director.
  • [F3]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.14 to $1.18, inclusive. Mr. Geller undertakes to provide VerifyMe, Inc., any security holder of VerifyMe, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  • [F4]These restricted stock units, which convert into common stock on a one-for-one basis, vest on 4/7/2024 in two equal tranches, except as otherwise provided in the award notice. Tranch 1 will vest on the second anniversary of the date of grant if the issuer's common stock during such period was at or above $5.00 for 20 consecutive trading days. In the event that the issuer's common stock during such period does not reach $5.00 for 20 consecutive trading days, Tranch 1 will vest on the third anniversary of the date of grant if the issuer's common stock during such period was at or above $5.00 for 20 consecutive trading days.
  • [F5](Continued from footnote 4) Tranch 2 will vest on the second anniversary of the date of grant if the issuer's common stock during such period was at or above $7.00 for 20 consecutive trading days. In the event that the issuer's common stock during such period does not reach $7.00 for 20 consecutive trading days, Tranch 2 will vest on the third anniversary of the date of grant if the issuer's common stock during such period was at or above $7.00 for 20 consecutive trading days.
  • [F6]This option is fully exercisable as of the date of this report.

Issuer

VerifyMe, Inc.

CIK 0001104038

Entity typeother

Related Parties

1
  • filerCIK 0000925236

Filing Metadata

Form type
4
Filed
Sep 10, 8:00 PM ET
Accepted
Sep 11, 4:31 PM ET
Size
20.8 KB