BAKER CHARLES E 4
4 · BALL Corp · Filed Sep 18, 2023
Insider Transaction Report
Form 4
BALL CorpBALL
BAKER CHARLES E
VP,GEN COUNSEL & ASST CORP SEC
Transactions
- Tax Payment
Common Stock
2023-09-15$51.68/sh−345$17,830→ 202,301.003 total - Exercise/Conversion
Restricted Stock Units
2023-09-15−1,200→ 2,800 total→ Common Stock (1,200 underlying) - Exercise/Conversion
Common Stock
2023-09-15$51.68/sh+1,200$62,016→ 202,646.003 total
Holdings
- 13,295(indirect: See Footnote)
Common Stock
- 6,128.478(indirect: By 401(k))
Common Stock
- 800(indirect: By Daughter)
Common Stock
Footnotes (8)
- [F1]Common stock acquired upon the lapse of Table II Restricted Stock Units.
- [F2]The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement.
- [F3]Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.
- [F4]These shares are held by an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
- [F5]The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
- [F6]Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
- [F7]Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
- [F8]Lapse of restricted stock units granted in conjunction with the Deposit Share Program.