SWK Holdings Corp·4

Oct 3, 4:34 PM ET

Pennington Marcus Edward 4

4 · SWK Holdings Corp · Filed Oct 3, 2023

Insider Transaction Report

Form 4
Period: 2023-10-02
Transactions
  • Award

    Common Stock

    2023-10-02$15.85/sh+1,120$17,75213,657 total
  • Award

    Common Stock

    2023-10-02$15.85/sh+868$13,75814,525 total
Footnotes (2)
  • [F1]Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $15.85 closing price of the common stock on October 2, 2023.
  • [F2]Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for his services as a director, based on the $15.85 closing price of the common stock on October 2, 2023. The restricted shares vest on October 2, 2024, subject to the Reporting Person's continued service through such vesting date.

Documents

1 file
  • 4
    form4.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES