KAY STEPHEN H 4
4 · ROKU, INC · Filed Nov 17, 2023
Insider Transaction Report
Form 4
ROKU, INCROKU
KAY STEPHEN H
VP, General Counsel, Secretary
Transactions
- Sale
Class A Common Stock
2023-11-17$89.19/sh−1,166$103,996→ 80,713 total - Exercise/Conversion
Restricted Stock Unit
2023-11-15−2,152→ 12,907 total→ Class A Common Stock (2,152 underlying) - Exercise/Conversion
Restricted Stock Unit
2023-11-15−4,438→ 48,828 total→ Class A Common Stock (4,438 underlying) - Exercise/Conversion
Class A Common Stock
2023-11-15+6,590→ 85,117 total - Sale
Class A Common Stock
2023-11-16$89.03/sh−3,238$288,279→ 81,879 total
Footnotes (5)
- [F1]These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on November 15, 2023.
- [F2]Shares sold pursuant to the reporting person's 10b5-1 plan.
- [F3]Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
- [F4]This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.
- [F5]This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.