ROKU, INC·4

Nov 17, 6:40 PM ET

Katz Gidon 4

4 · ROKU, INC · Filed Nov 17, 2023

Insider Transaction Report

Form 4
Period: 2023-11-15
Katz Gidon
President, Consumer Experience
Transactions
  • Sale

    Class A Common Stock

    2023-11-15$90.00/sh4,455$400,95016,149 total
  • Sale

    Class A Common Stock

    2023-11-16$89.03/sh4,295$382,38419,761 total
  • Exercise/Conversion

    Restricted Stock Unit

    2023-11-153,34430,096 total
    Class A Common Stock (3,344 underlying)
  • Exercise/Conversion

    Class A Common Stock

    2023-11-15+7,90724,056 total
  • Sale

    Class A Common Stock

    2023-11-16$90.14/sh1,409$127,00718,352 total
  • Exercise/Conversion

    Restricted Stock Unit

    2023-11-154,5630 total
    Class A Common Stock (4,563 underlying)
Footnotes (5)
  • [F1]Shares sold pursuant to Mr. Katz's 10b5-1 plan.
  • [F2]These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on November 15, 2023.
  • [F3]Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
  • [F4]This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2022.
  • [F5]This RSU vests in six substantially equal quarterly installments. The first installment vested on September 1, 2022.

Documents

1 file
  • 4
    form4.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES