4//SEC Filing
Katz Gidon 4
Accession 0001062993-23-021160
CIK 0001428439other
Filed
Nov 16, 7:00 PM ET
Accepted
Nov 17, 6:40 PM ET
Size
13.4 KB
Accession
0001062993-23-021160
Insider Transaction Report
Form 4
ROKU, INCROKU
Katz Gidon
President, Consumer Experience
Transactions
- Sale
Class A Common Stock
2023-11-15$90.00/sh−4,455$400,950→ 16,149 total - Sale
Class A Common Stock
2023-11-16$89.03/sh−4,295$382,384→ 19,761 total - Exercise/Conversion
Restricted Stock Unit
2023-11-15−3,344→ 30,096 total→ Class A Common Stock (3,344 underlying) - Exercise/Conversion
Class A Common Stock
2023-11-15+7,907→ 24,056 total - Sale
Class A Common Stock
2023-11-16$90.14/sh−1,409$127,007→ 18,352 total - Exercise/Conversion
Restricted Stock Unit
2023-11-15−4,563→ 0 total→ Class A Common Stock (4,563 underlying)
Footnotes (5)
- [F1]Shares sold pursuant to Mr. Katz's 10b5-1 plan.
- [F2]These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on November 15, 2023.
- [F3]Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
- [F4]This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2022.
- [F5]This RSU vests in six substantially equal quarterly installments. The first installment vested on September 1, 2022.
Issuer
ROKU, INC
CIK 0001428439
Entity typeother
Related Parties
1- filerCIK 0001950263
Filing Metadata
- Form type
- 4
- Filed
- Nov 16, 7:00 PM ET
- Accepted
- Nov 17, 6:40 PM ET
- Size
- 13.4 KB