4//SEC Filing
WALSH PAUL S 4
Accession 0001062993-23-021440
CIK 0001834045other
Filed
Nov 23, 7:00 PM ET
Accepted
Nov 24, 4:29 PM ET
Size
7.7 KB
Accession
0001062993-23-021440
Insider Transaction Report
Form 4
WALSH PAUL S
Director
Transactions
- Purchase
Common Stock
2021-12-14$10.23/sh+5,000$51,150→ 683,793 total - Purchase
Common Stock
2023-11-22$0.58/sh+50,000$29,000→ 678,793 total
Holdings
- 100,460
Warrants to purchase common stock
Exercise: $11.50From: 2021-08-11Exp: 2026-06-08→ Common stock (100,460 underlying)
Footnotes (2)
- [F1]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.56 to $0.58, inclusive. Mr. Walsh undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F2]Includes 20,956 RSUs that vest on 11/30/2023.
Issuer
Vintage Wine Estates, Inc.
CIK 0001834045
Entity typeother
Related Parties
1- filerCIK 0001197616
Filing Metadata
- Form type
- 4
- Filed
- Nov 23, 7:00 PM ET
- Accepted
- Nov 24, 4:29 PM ET
- Size
- 7.7 KB