WALSH PAUL S 4
4 · Vintage Wine Estates, Inc. · Filed Nov 24, 2023
Insider Transaction Report
Form 4
WALSH PAUL S
Director
Transactions
- Purchase
Common Stock
2021-12-14$10.23/sh+5,000$51,150→ 683,793 total - Purchase
Common Stock
2023-11-22$0.58/sh+50,000$29,000→ 678,793 total
Holdings
- 100,460
Warrants to purchase common stock
Exercise: $11.50From: 2021-08-11Exp: 2026-06-08→ Common stock (100,460 underlying)
Footnotes (2)
- [F1]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.56 to $0.58, inclusive. Mr. Walsh undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F2]Includes 20,956 RSUs that vest on 11/30/2023.