4//SEC Filing
Katz Philippe D 4
Accession 0001062993-23-021833
CIK 0000031235other
Filed
Dec 3, 7:00 PM ET
Accepted
Dec 4, 4:38 PM ET
Size
20.0 KB
Accession
0001062993-23-021833
Insider Transaction Report
Form 4
EASTMAN KODAK COKODK
Katz Philippe D
Director10% Owner
Transactions
- Disposition to Issuer
Stock Option (Right to Buy)
2023-11-28−25,297→ 0 totalExercise: $3.03Exp: 2030-05-19→ Common Stock, par value $.01 (25,297 underlying) - Award
Stock Option (Right to Buy)
2023-11-28+25,297→ 25,297 totalExercise: $3.03Exp: 2027-05-19→ Common Stock, par value $.01 (25,297 underlying)
Holdings
- 161,496
Common Stock, par value $.01
- 82,585
Phantom Stock
Exercise: $0.00→ Common Stock, par value $.01 (82,585 underlying) - 7,699
Stock Option (Right to Buy)
Exercise: $6.03Exp: 2030-05-19→ Common Stock, par value $.01 (7,699 underlying) - 7,699
Stock Option (Right to Buy)
Exercise: $4.53Exp: 2030-05-19→ Common Stock, par value $.01 (7,699 underlying) - 4,400
Stock Option (Right to Buy)
Exercise: $12.00Exp: 2030-05-19→ Common Stock, par value $.01 (4,400 underlying) - 2,522,011(indirect: By LLC)
Common Stock, par value $.01
- 7,598(indirect: Owned by United Equities Commodities Company)
Common Stock, par value $.01
- 48,875(indirect: Owned by 111 John Realty Corp.)
Common Stock, par value $.01
- 23,365
Restricted Stock Units
Exercise: $0.00→ Common Stock, par value $.01 (23,365 underlying) - 1,569,870(indirect: Owned by Momar Corporation)
Common Stock, par value $.01
- 87,720(indirect: Owned by Marneu Holding Company)
Common Stock, par value $.01
Footnotes (9)
- [F1]Mr. Katz disclaims beneficial ownership of the securities held by KF Investors LLC, an entity of which Mr. Katz is a managing member, except to the extent of his pecuniary interest therein.
- [F2]Mr. Katz disclaims beneficial ownership of the securities held by Momar Corporation, an entity in which Mr. Katz has an ownership interest, except to the extent of his pecuniary interest therein.
- [F3]Mr. Katz disclaims beneficial ownership of the securities held by United Equities Commodities Company, an entity of which Mr. Katz is a general partner, except to the extent of his pecuniary interest therein.
- [F4]Mr. Katz disclaims beneficial ownership of the securities held by Marneu Holding Company, an entity of which Mr. Katz is a partner, except to the extent of his pecuniary interest therein.
- [F5]Mr. Katz disclaims beneficial ownership of the securities held by 111 John Realty Corp., an entity in which Mr. Katz has an ownership interest, except to the extent of his pecuniary interest therein.
- [F6]Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.
- [F7]These restricted stock units, which convert into common stock on a one-for-one basis, vest on the day immediately preceding the Company's 2024 annual meeting of shareholders, except as otherwise provided in the award notice.
- [F8]The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.
- [F9]This option has fully vested as of the date of this report.
Issuer
EASTMAN KODAK CO
CIK 0000031235
Entity typeother
Related Parties
1- filerCIK 0001579836
Filing Metadata
- Form type
- 4
- Filed
- Dec 3, 7:00 PM ET
- Accepted
- Dec 4, 4:38 PM ET
- Size
- 20.0 KB