4//SEC Filing
Byrd Roger W. 4
Accession 0001062993-23-021834
CIK 0000031235other
Filed
Dec 3, 7:00 PM ET
Accepted
Dec 4, 4:39 PM ET
Size
24.0 KB
Accession
0001062993-23-021834
Insider Transaction Report
Form 4
EASTMAN KODAK COKODK
Byrd Roger W.
General Counsel, Sec., SVP
Transactions
- Award
Stock Option (Right to Buy)
2023-11-28+89,744→ 89,744 totalExercise: $3.09Exp: 2026-01-15→ Common Stock, par value $.01 (89,744 underlying) - Award
Stock Option (Right to Buy)
2023-11-28+15,000→ 15,000 totalExercise: $3.03Exp: 2026-02-19→ Common Stock, par value $.01 (15,000 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2023-11-28−89,744→ 0 totalExercise: $3.09Exp: 2029-01-15→ Common Stock, par value $.01 (89,744 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2023-11-28−15,000→ 0 totalExercise: $3.03Exp: 2029-02-19→ Common Stock, par value $.01 (15,000 underlying)
Holdings
- 39,292
Common Stock, par value $.01
- 25,000
Stock Option (Right to Buy)
Exercise: $4.28Exp: 2030-05-17→ Common Stock, par value $.01 (25,000 underlying) - 10,000
Stock Option (Right to Buy)
Exercise: $4.53Exp: 2029-02-19→ Common Stock, par value $.01 (10,000 underlying) - 10,000
Stock Option (Right to Buy)
Exercise: $12.00Exp: 2029-02-19→ Common Stock, par value $.01 (10,000 underlying) - 25,000
Restricted Stock Units
Exercise: $0.00→ Common Stock, par value $.01 (25,000 underlying) - 25,000
Performance Stock Units
Exercise: $0.00→ Common Stock, par value $.01 (25,000 underlying) - 25,000
Stock Option (Right to Buy)
Exercise: $4.28Exp: 2030-05-17→ Common Stock, par value $.01 (25,000 underlying) - 10,000
Stock Option (Right to Buy)
Exercise: $6.03Exp: 2029-02-19→ Common Stock, par value $.01 (10,000 underlying) - 30,457
Stock Option (Right to Buy)
Exercise: $12.50Exp: 2027-09-13→ Common Stock, par value $.01 (30,457 underlying)
Footnotes (7)
- [F1]These restricted stock units, which convert into common stock on a one-for-one basis, will vest in substantially equal installments on each of 5/17/2024, 5/17/2025 and 5/17/2026, except as otherwise provided in the award notice.
- [F2]These performance stock units, which convert into common stock on a one-for-one basis, will vest on 5/17/2026 if the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeds a specified price, except as otherwise provided in the award notice.
- [F3]This option will vest in substantially equal installments on each of 5/17/2024, 5/17/2025 and 5/17/2026, except as otherwise provided in the award notice.
- [F4]This option will vest on 5/17/2026 if the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeds a specified price, except as otherwise provided in the award notice.
- [F5]The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and is fully vested.
- [F6]This option is fully vested as of the date of this report.
- [F7]The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on January 16, 2019 and is fully vested.
Issuer
EASTMAN KODAK CO
CIK 0000031235
Entity typeother
Related Parties
1- filerCIK 0001764007
Filing Metadata
- Form type
- 4
- Filed
- Dec 3, 7:00 PM ET
- Accepted
- Dec 4, 4:39 PM ET
- Size
- 24.0 KB