|4Dec 4, 8:04 PM ET

Trompeter Patricia 4

4 · Sphere 3D Corp. · Filed Dec 4, 2023

Insider Transaction Report

Form 4
Period: 2023-12-01
Transactions
  • Exercise/Conversion

    Restricted Stock Unit (RSU)

    2023-12-01110,60035,715 total
    Common Stock (110,600 underlying)
  • Exercise/Conversion

    Common Stock

    2023-12-01+110,600166,789 total
  • Tax Payment

    Common Stock

    2023-12-01$0.80/sh38,710$30,968128,079 total
Footnotes (3)
  • [F1]Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.
  • [F2]As adjusted for the issuer's 1 for 7 reverse stock split effective June 28, 2023.
  • [F3]The RSUs reported under column 9 represent one award. The underlying shares and vesting schedules are as follows: 17,858 shares vest on 4/8/24 and 17,857 shares vest on 4/8/25.

Documents

2 files
  • 4
    form4.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

  • EX-24

    EXHIBIT 24