Bullwinkle David E 4

4 · EASTMAN KODAK CO · Filed Dec 7, 2023

Form 4

Period: 2023-12-06

CFO and Senior Vice President

Transactions

Disposition to Issuer
Stock Option (Right to Buy)
2023-12-06−15,000→ 0 total
Exercise: $3.03Exp: 2029-02-19→ Common Stock, par value $.01 (15,000 underlying)
Award
Stock Option (Right to Buy)
2023-12-06+15,000→ 15,000 total
Exercise: $3.03Exp: 2026-02-19→ Common Stock, par value $.01 (15,000 underlying)

Holdings

Performance Stock Units
Exercise: $0.00→ Common Stock, par value $.01 (50,000 underlying)
50,000
Common Stock, par value $.01
62,983
Restricted Stock Units
Exercise: $0.00→ Common Stock, par value $.01 (50,000 underlying)
50,000
Stock Option (Right to Buy)
Exercise: $4.53Exp: 2029-02-19→ Common Stock, par value $.01 (10,000 underlying)
10,000
Stock Option (Right to Buy)
Exercise: $6.03Exp: 2029-02-19→ Common Stock, par value $.01 (10,000 underlying)
10,000
Stock Option (Right to Buy)
Exercise: $12.00Exp: 2029-02-19→ Common Stock, par value $.01 (10,000 underlying)
10,000
Stock Option (Right to Buy)
Exercise: $16.24Exp: 2026-06-30→ Common Stock, par value $.01 (45,942 underlying)
45,942
Stock Option (Right to Buy)
Exercise: $12.50Exp: 2027-09-13→ Common Stock, par value $.01 (355,330 underlying)
355,330
Stock Option (Right to Buy)
Exercise: $3.90Exp: 2028-12-03→ Common Stock, par value $.01 (72,017 underlying)
72,017

Footnotes (4)

[F1]These restricted stock units, which convert into common stock on a one-for-one basis, will vest in substantially equal installments on each of 5/17/2024, 5/17/2025 and 5/17/2026, except as otherwise provided in the award notice.
[F2]These performance stock units, which convert into common stock on a one-for-one basis, will vest on 5/17/2026 if the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeds a specified price, except as otherwise provided in the award notice.
[F3]The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and is fully vested.
[F4]This option has fully vested as of the date of this report.

Documents

1 file